4//SEC Filing
Frein Summer 4
Accession 0001437749-25-006348
CIK 0001290677other
Filed
Mar 4, 7:00 PM ET
Accepted
Mar 5, 8:00 PM ET
Size
15.0 KB
Accession
0001437749-25-006348
Insider Transaction Report
Form 4
Frein Summer
Chief Revenue Officer
Transactions
- Award
Common Stock
2025-03-03$70.34/sh+2,175$152,990→ 19,378 total - Tax Payment
Common Stock
2025-03-03$70.34/sh−1,512$106,354→ 17,866 total - Award
Common Stock
2025-03-03$70.34/sh+650$45,721→ 18,516 total - Award
Common Stock
2025-03-03$70.34/sh+2,063$145,111→ 20,579 total - Award
Common Stock
2025-03-03$70.34/sh+1,730$121,688→ 22,309 total - Tax Payment
Common Stock
2025-03-03$70.34/sh−1,710$120,281→ 20,599 total
Holdings
- 6,273
Options
Exercise: $31.39Exp: 2032-04-29→ Common Stock (6,273 underlying)
Footnotes (7)
- [F1]Options granted under the Turning Point Brands, Inc. 2021 Equity Incentive Plan. The options vest and become exercisable as to 34% of the underlying shares on January 1, 2023, 33% of the underlying shares on January 1, 2024 and 33% of the underlying shares on January 1, 2025.
- [F2]The reported transaction involved the reporting person's receipt of a grant of 2,175 restricted stock units under Turning Point Brands, Inc,'s 2021 Equity Incentive Plan. The total reported in Column 5 includes 14,396 restricted stock units and 4,982 shares of common stock.
- [F3]The reported transaction involves shares withheld for the payment of taxes related to restricted stock units that have vested on March 3, 2025. The total reported in Column 5 includes 10,166 restricted stock units and 7,700 shares of common stock.
- [F4]Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in March 2022. The compensation committee of the Board of Directors determined that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 10,166 restricted stock units and 8,350 shares of common stock.
- [F5]Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in May 2023. The compensation committee of the Board of Directors determined that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 10,166 restricted stock units and 10,413 shares of common stock.
- [F6]Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in March 2024. The compensation committee of the Board of Directors determined that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 10,166 restricted stock units and 12,143 shares of common stock.
- [F7]The reported transaction involves shares withheld for the payment of taxes related to performance restricted stock units that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 10,166 restricted stock units and 10,433 shares of common stock.
Documents
Issuer
Turning Point Brands, Inc.
CIK 0001290677
Entity typeother
Related Parties
1- filerCIK 0001820177
Filing Metadata
- Form type
- 4
- Filed
- Mar 4, 7:00 PM ET
- Accepted
- Mar 5, 8:00 PM ET
- Size
- 15.0 KB