4//SEC Filing
Wigginton Brian 4
Accession 0001437749-25-006342
CIK 0001290677other
Filed
Mar 4, 7:00 PM ET
Accepted
Mar 5, 7:50 PM ET
Size
25.5 KB
Accession
0001437749-25-006342
Insider Transaction Report
Form 4
Wigginton Brian
Sr VP Finance & CAO
Transactions
- Award
Common Stock
2025-03-03$70.34/sh+1,415$99,531→ 12,246 total - Tax Payment
Common Stock
2025-03-03$70.34/sh−764$53,740→ 11,482 total - Award
Common Stock
2025-03-03$70.34/sh+2,278$160,235→ 13,760 total - Award
Common Stock
2025-03-03$70.34/sh+320$22,509→ 14,431 total - Tax Payment
Common Stock
2025-03-03$70.34/sh−1,081$76,038→ 13,671 total - Award
Common Stock
2025-03-03$70.34/sh+351$24,689→ 14,111 total - Award
Common Stock
2025-03-03$70.34/sh+321$22,579→ 14,752 total
Holdings
- 2,500
Options
Exercise: $30.46Exp: 2032-03-14→ Common Stock (2,500 underlying) - 2,500
Options
Exercise: $14.85Exp: 2030-03-18→ Common Stock (2,500 underlying) - 400
Options
Exercise: $47.58Exp: 2029-03-20→ Common Stock (400 underlying) - 400
Options
Exercise: $21.21Exp: 2028-03-07→ Common Stock (400 underlying) - 750
Options
Exercise: $15.41Exp: 2027-05-15→ Common Stock (750 underlying) - 2,500
Options
Exercise: $45.05Exp: 2031-05-17→ Common Stock (2,500 underlying) - 1,750
Options
Exercise: $51.75Exp: 2031-02-18→ Common Stock (1,750 underlying)
Footnotes (15)
- [F1]Granted pursuant to the issuer's 2015 Equity Incentive Plan
- [F10]The reported transaction involves shares withheld for the payment of taxes related to restricted stock units that have vested on March 3, 2025. The total reported in Column 5 includes 5,948 RSUs and 5,534 of Common Stock.
- [F11]Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in March 2020. The compensation committee of the Board of Directors determined that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 5,948 restricted stock units and 7,812 shares of common stock.
- [F12]Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in March 2022. The compensation committee of the Board of Directors determined that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 5,948 restricted stock units and 8,163 shares of common stock.
- [F13]Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in May 2023. The compensation committee of the Board of Directors determined that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 5,948 restricted stock units and 8,483 shares of common stock.
- [F14]Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in March 2024. The compensation committee of the Board of Directors determined that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 5,948 restricted stock units and 8,804 shares of common stock.
- [F15]The reported transaction involves shares withheld for the payment of taxes related to performance restricted stock units that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 5,948 restricted stock units and 7,723 shares of common stock.
- [F2]The options vest and become exercisable as to 34% of the underlying shares on January 1, 2020, 33% of the underlying shares on January 1, 2021 and 33% of the underlying shares on January 1, 2022.
- [F3]The options vest and become exercisable as to 34% of the underlying shares on January 1, 2019, 33% of the underlying shares on January 1, 2020 and 33% of the underlying shares on January 1, 2021.
- [F4]The options vest and become exercisable as to 34% of the underlying shares on January 1, 2018, 33% of the underlying shares on January 1, 2019 and 33% of the underlying shares on January 1, 2020.
- [F5]The options vest and become exercisable as to 34% of the underlying shares on January 1, 2021, 33% of the underlying shares on January 1, 2022 and 33% of the underlying shares on January 1, 2023.
- [F6]The options vest and become exercisable as to 34% of the underlying shares on January 1, 2022, 33% of the underlying shares on January 1, 2023 and 33% of the underlying shares on January 1, 2024.
- [F7]Granted pursuant to the issuer's 2021 Equity Incentive Plan.
- [F8]The options vest and become exercisable as to 34% of the underlying shares on January 1, 2023, 33% of the underlying shares on January 1, 2024 and 33% of the underlying shares on January 1, 2025.
- [F9]The reported transaction involved the reporting person's receipt of a grant of 1,415 restricted stock units under Turning Point Brands, Inc,'s 2021 Equity Incentive Plan. The total reported in Column 5 includes 8,454 restricted stock units and 3,792 shares of common stock.
Documents
Issuer
Turning Point Brands, Inc.
CIK 0001290677
Entity typeother
Related Parties
1- filerCIK 0001734429
Filing Metadata
- Form type
- 4
- Filed
- Mar 4, 7:00 PM ET
- Accepted
- Mar 5, 7:50 PM ET
- Size
- 25.5 KB