4//SEC Filing
Halle Richard 4
Accession 0001437749-24-033689
CIK 0001547459other
Filed
Nov 5, 7:00 PM ET
Accepted
Nov 6, 6:02 PM ET
Size
9.2 KB
Accession
0001437749-24-033689
Insider Transaction Report
Form 4
Halle Richard
Director
Transactions
- Tax Payment
Common Stock
2024-11-04$27.34/sh−2,500$68,350→ 64,100 total - Award
Common Stock
2024-11-04$27.34/sh+7,500$205,050→ 66,600 total - Award
Restricted Stock Units
2024-11-04+200,000→ 203,736 totalExercise: $0.00→ Common Stock (200,000 underlying)
Footnotes (5)
- [F1]Represents a fully vested grant of NGVC common stock issued to the reporting person on November 4, 2024.
- [F2]Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of on this line were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the issuance of the stock grant.
- [F3]Each restricted stock unit ("RSU") represents a contingent right to receive one share of NGVC common stock.
- [F4]These RSUs will vest in full on November 4, 2029. Such RSUs will become fully vested upon the occurrence of a change in control or corporate transaction affecting the issuer.
- [F5]In addition to the transactions reported on this Form 4, includes 3,736 RSUs vesting on March 6, 2025.
Documents
Issuer
Natural Grocers by Vitamin Cottage, Inc.
CIK 0001547459
Entity typeother
Related Parties
1- filerCIK 0001561093
Filing Metadata
- Form type
- 4
- Filed
- Nov 5, 7:00 PM ET
- Accepted
- Nov 6, 6:02 PM ET
- Size
- 9.2 KB