Pratt Ryan Michael 4

Accession 0001437749-24-010348

CIK 0001832487other

View on SEC.gov Company Profile

Filed

Mar 31, 8:00 PM ET

Accepted

Apr 1, 3:55 PM ET

Size

28.1 KB

Accession

0001437749-24-010348

Insider Transaction Report

Form 4

Period: 2024-03-28

Guerrilla RF, Inc.GUER

Pratt Ryan Michael

DirectorChief Executive Officer

Transactions

Purchase
Common Stock
2024-03-28$2.50/sh+33,822$84,555→ 947,844 total
Award
Restricted Stock Unit
2024-01-30+35,377→ 35,377 total
→ Common Stock (35,377 underlying)
Purchase
Warrant
2024-03-28+33,822→ 33,822 total
Exercise: $2.50From: 2024-09-28Exp: 2029-09-28→ Common Stock (33,822 underlying)

Holdings

Common Stock
(indirect: By Trust)
63,022
Common Stock
(indirect: By Trust)
63,022
Common Stock
(indirect: By Spouse)
476
Common Stock
(indirect: By Trust)
63,022
Restricted Stock Unit
(indirect: By Spouse)
→ Common Stock (512 underlying)
512
Restricted Stock Unit
→ Common Stock (1,389 underlying)
1,389
Stock Option
(indirect: By Spouse)
Exercise: $1.44Exp: 2026-10-26→ Common Stock (1,477 underlying)
1,477
Stock Option
(indirect: By Spouse)
Exercise: $2.22Exp: 2029-09-11→ Common Stock (1,477 underlying)
1,477
Stock Option
(indirect: By Spouse)
Exercise: $3.18Exp: 2030-10-30→ Common stock (1,329 underlying)
1,329
Restricted Stock Unit
→ Common Stock (16,667 underlying)
16,667
Restricted Stock Unit
(indirect: By Spouse)
→ Common Stock (2,500 underlying)
2,500
Restricted Stock Unit
(indirect: By Spouse)
→ Common Stock (89 underlying)
89
Restricted Stock Unit
→ Common Stock (8,334 underlying)
8,334
Stock Option
(indirect: By Spouse)
Exercise: $1.92Exp: 2028-09-25→ Common Stock (640 underlying)
640

Footnotes (14)

[F1]Shares held of record by the 2021 Irrevocable Trust for Patrick Joseph Pratt u/a dated June 7, 2021, for the benefit of Reporting Person's child. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities on this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities for purposes of Section 16 of the Exchange Act or for any other purpose.
[F10]No expiration date.
[F11]The options are fully vested and exercisable.
[F12]The restricted stock units vest as follows: (i) 833 on 8/21/2024; (ii) 833 on 8/21/2025; and (iii) 834 on 8/21/2026, in each case subject to the Reporting Person's continued service through the applicable vesting date.
[F13]The restricted stock units vest as follows: (i) 11,792 on 1/1/2025; (ii) 11,792 on 1/1/2026; and (iii) 11,793 on 1/1/2027, in each case subject to the Reporting Person's continued service through the applicable vesting date.
[F14]In connection with the conversion of existing debt, the reporting person purchased 33,822 units (the "Units"), each Unit consisting of one (1) share of the Company's common stock and one (1) warrant to purchase one share of Common Stock. The purchase price of each Unit was $2.50 per Unit.
[F2]Shares held of record by the 2021 Irrevocable Trust for Rachel Katherin Pratt u/a dated June 7, 2021, for the benefit of Reporting Person's child. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities on this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities for purposes of Section 16 of the Exchange Act or for any other purpose.
[F3]Shares held of record by the 2021 Irrevocable Trust for Nikolas Ryan Pratt u/a dated June 7, 2021, for the benefit of Reporting Person's child. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities on this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities for purposes of Section 16 of the Exchange Act or for any other purpose.
[F4]Each restricted stock unit represents a contingent right to receive one share of common stock upon vesting of the unit.
[F5]The restricted stock units vest as follows: (i) 8,333 on 1/1/2025; and (ii) 8,334 on 1/1/2026, in each case subject to the Reporting Person's continued service through the applicable vesting date.
[F6]The restricted stock units vest as follows: (i) 256 on 5/4/2024; and (ii) 256 on 5/4/2025, in each case subject to the Reporting Person's continued service through the applicable vesting date.
[F7]The restricted stock units vest as follows: (i) 89 on 2/21/2025, in each case subject to the Reporting Person's continued service through the applicable vesting date.
[F8]The restricted stock units vest as follows: (i) 8,334 on 1/1/2025, in each case subject to the Reporting Person's continued service through the applicable vesting date.
[F9]The restricted stock units vest as follows: (i) 1,389 on 1/1/2025, in each case subject to the Reporting Person's continued service through the applicable vesting date.

Documents

1 file

4
rdgdoc.xmlPrimary
FORM 4

Issuer

Guerrilla RF, Inc.

CIK 0001832487

→

Entity typeother

Related Parties

filerCIK 0001891781

Filing Metadata

Form type: 4
Filed: Mar 31, 8:00 PM ET
Accepted: Apr 1, 3:55 PM ET
Size: 28.1 KB

View on SEC.gov