TSS, Inc.·4

Jul 21, 5:21 PM ET

Woodward Peter H 4

4 · TSS, Inc. · Filed Jul 21, 2022

Insider Transaction Report

Form 4
Period: 2022-07-19
Transactions
  • Conversion

    Common Stock

    2022-07-19+767,5001,852,524 total(indirect: Shares held through MHW Partners, L.P.)
  • Conversion

    Warrant

    2022-04-29767,5000 total(indirect: Shares held through MHW Partners, L.P.)
    From: 2017-07-19Exp: 2022-07-19Common stock (767,500 underlying)
  • Conversion

    Warrant

    2022-04-291,115,8260 total(indirect: By LLC)
    From: 2017-07-19Exp: 2022-07-19Common stock (1,115,826 underlying)
  • Conversion

    Common Stock

    2022-07-19+1,115,8261,400,826 total(indirect: By LLC)
Holdings
  • Common Stock

    (indirect: Shares subject to performance related fee)
    475,000
  • Common Stock

    (indirect: Shares subject to performance related fee)
    885,714
Footnotes (6)
  • [F1]Warrant exercise price of $0.10 for the first 268,625 shares, $0.20 for the next 268,625 shares and $0.30 for the final 230,250 shares.
  • [F2]The shares are owned by MHW Partners, L.P. The reporting person is the General Partner of MHW Partners, L.P. The reporting person disclaims beneficial ownership of these shares except to the extent of the reporting person's pecuniary interest in the shares.
  • [F3]Warrant exercise price of $0.10 for the first 390,539 shares, $0.20 for the next 390,539 shares and $0.30 for the final 334,748 shares.
  • [F4]The shares are owned by MHW SPV II, LLC. The reporting person is the Manager of MHW SPV II, LLC. The reporting person disclaims beneficial ownership of these shares except to the extent of the reporting person's pecuniary interest in the shares.
  • [F5]The shares are owned by unaffiliated third persons, and the reporting person has a right to a performance-related fee upon the disposition of such shares. The reporting person disclaims beneficial ownership of these shares except to the extent of the reporting person's pecuniary interest in the shares.
  • [F6]The shares are owned by SOAM Azul II, LLC. The reporting person is the Manager of SOAM Azul II, LLC. The reporting person disclaims beneficial ownership of these shares except to the extent of the reporting person's pecuniary interest in the shares.

Documents

1 file
  • 4
    rdgdoc.xmlPrimary

    FORM 4