4//SEC Filing
KUSHNER STEPHANIE K 4
Accession 0001437749-21-023980
CIK 0001120370other
Filed
Oct 19, 8:00 PM ET
Accepted
Oct 20, 4:58 PM ET
Size
7.5 KB
Accession
0001437749-21-023980
Insider Transaction Report
Form 4
BROADWIND, INC.BWEN
KUSHNER STEPHANIE K
Chief Financial Officer
Transactions
- Sale
Common Stock
2021-10-19$3.04/sh−7,500$22,794→ 313,306 total - Sale
Common Stock
2021-10-18$3.09/sh−7,500$23,178→ 320,806 total
Footnotes (4)
- [F1]The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on March 15, 2021 in accordance with Rule 10B5-1 of the Securities Exchange Act of 1934, as amended.
- [F2]This transaction was executed in multiple trades at prices ranging from $3.06 to $3.115; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, the Company, or a security holder of the Company.
- [F3]This transaction was executed in multiple trades at prices ranging from $2.96 to $3.125; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, the Company, or a security holder of the Company.
- [F4]Includes (i) 32,134 restricted stock units that vest on 4/23/22; and (ii) 9,336 restricted stock units that vest on 5/1/22.
Documents
Issuer
BROADWIND, INC.
CIK 0001120370
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001232935
Filing Metadata
- Form type
- 4
- Filed
- Oct 19, 8:00 PM ET
- Accepted
- Oct 20, 4:58 PM ET
- Size
- 7.5 KB