Thian Fui Ming 4

4 · RBB Bancorp · Filed Apr 30, 2021

Form 4

Period: 2021-04-29

Director

Transactions

Exercise/Conversion
Stock Options
2021-04-29$11.15/sh−21,526$240,011→ 30,250 total
Exercise/Conversion
Common Stock, No Par Value
2021-04-29$11.15/sh+21,526$240,011→ 99,940 total
Exercise/Conversion
Option (right to buy)
2021-04-29$11.15/sh−10,763$120,005→ 0 total
Exercise: $11.15Exp: 2022-05-16→ Common Stock (10,763 underlying)
Exercise/Conversion
Option (right to buy)
2021-04-29$11.15/sh−10,763$120,005→ 0 total
Exercise: $11.15Exp: 2023-05-15→ Common Stock (10,763 underlying)

Holdings

Option (right to buy)
Exercise: $13.21Exp: 2024-05-21→ Common Stock (10,250 underlying)
10,250
Option (right to buy)
Exercise: $17.08Exp: 2025-05-20→ Common Stock (10,000 underlying)
10,000
Option (right to buy)
Exercise: $18.25Exp: 2026-05-17→ Common Stock (10,000 underlying)
10,000

Footnotes (5)

[F1]These options vest in three equal annual installments beginning one year after the 05/16/2012 date of grant.
[F2]These options vest in three equal annual installments beginning one year after the 05/15/2013 date of grant.
[F3]These options vest in three equal annual installments beginning one year after the 05/21/2014 date of grant.
[F4]These options vest in three equal annual installments beginning one year after the 05/20/2015 date of grant.
[F5]These options vest in three equal annual installments beginning one year after the 05/17/2016 date of grant.

Documents

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