4//SEC Filing
Tai Pin 4
Accession 0001437749-20-007158
CIK 0000861842other
Filed
Apr 2, 8:00 PM ET
Accepted
Apr 3, 5:32 PM ET
Size
16.7 KB
Accession
0001437749-20-007158
Insider Transaction Report
Form 4
Tai Pin
EVP, Deputy CLO, Cathay Bank
Transactions
- Exercise/Conversion
Common Stock
2020-04-01+16,957→ 74,368 total - Exercise/Conversion
Common Stock
2020-04-01+32,818→ 107,186 total - Exercise/Conversion
Common Stock
2020-04-01+16,409→ 123,595 total - Exercise/Conversion
Restricted Stock Units
2020-04-01−10,384→ 0 total→ Common Stock (0 underlying) - Exercise/Conversion
Restricted Stock Units
2020-04-01−19,946→ 0 total→ Common Stock (0 underlying) - Tax Payment
Common Stock
2020-04-01$21.68/sh−30,355$658,096→ 93,240 total - Exercise/Conversion
Restricted Stock Units
2020-04-01−9,973→ 0 total→ Common Stock (0 underlying)
Holdings
- 925(indirect: By ESOP)
Common Stock
Footnotes (7)
- [F1]Includes 13.244 shares acquired through dividend reinvestment year-to-date.
- [F2]Of the previously reported target award of 10,384 shares of performance-based restricted stock units, 148% of the target award was earned based upon the achievement of certain performance criteria.
- [F3]Of the previously reported target award of 19,946 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria.
- [F4]Of the previously reported target award of 9,973 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria.
- [F5]Shares withheld by Registrant to satisfy tax withholding requirement on vesting of restricted stock units.
- [F6]Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 15, 2016. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 19, 2016.
- [F7]Performance-based restricted stock units vested on December 31, 2019.
Documents
Issuer
CATHAY GENERAL BANCORP
CIK 0000861842
Entity typeother
Related Parties
1- filerCIK 0001577235
Filing Metadata
- Form type
- 4
- Filed
- Apr 2, 8:00 PM ET
- Accepted
- Apr 3, 5:32 PM ET
- Size
- 16.7 KB