UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): ~~February~~March 1310, 2020

Nuvectra Corporation

(Exact Name of Registrant as Specified in its Charter)

Delaware

001-37525

30-0513847

(State or Other Jurisdiction

of Incorporation)

(Commission

File Number)

(I.R.S. Employer

Identification Number)

5830 Granite Parkway, Suite 1100,

Plano, Texas 75024

(Address of principal executive offices, including zip code)

(214) 474-3107

(Registrant’s telephone number, including area code)

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

☐	Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐	Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class	Trading Symbol(s)	Name of each exchange on which registered
Common stock, par value $0.001	NVTRQ	OTC Markets

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company

☒

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☒

Item 78.01 Other ~~Regulation FD Disclosure~~Events.

~~Monthly~~Confirmation ~~Operating Report~~Hearing

As previously disclosed, on November 12, 2019, Nuvectra Corporation (the “Company”) filed a voluntary petition for reorganization under Chapter 11 of the U.S. Bankruptcy Code (the “Chapter 11 Case”) in the U.S. Bankruptcy Court for the Eastern District of Texas (the “Bankruptcy Court”). The Chapter 11 Case is being administered under the caption In re Nuvectra Corporation, Case No. 19-43090.

On ~~February~~March 1310, 2020, the Company filed a notice with the Bankruptcy Court (the “Notice”) scheduling a ~~monthly~~confirmation ~~operating~~hearing ~~report~~with ~~for~~respect to the ~~month~~Plan ~~ended~~of ~~January~~Liquidation ~~31,~~of ~~2020~~Nuvectra (Corporation Under Chapter 11 of the ~~“Monthly~~Bankruptcy ~~Operating~~Code ~~Report~~(the “Plan”). The ~~Monthly~~hearing ~~Operating~~to ~~Report~~confirm the Plan will commence on April 17, 2020 at 2:00 p.m. CT and will take place at the Bankruptcy Court, which is ~~attached~~located asat ~~Exhibit~~660 99North Central Expressway, Suite 300B, Plano, TX 75074.1 The deadline for filing and serving objections to ~~this~~confirmation ~~Current~~of ~~Report~~the onPlan ~~Form~~is April 8-K, ~~and~~2020 isat ~~incorporated~~5:00 p.m. CT. The deadline by ~~reference~~which ~~into~~ballots ~~this~~accepting ~~Item~~or 7rejecting the Plan must be submitted is April 13, 2020 at 5:00 p.01m. CT.

The ~~information~~above ~~contained~~summary indoes ~~this~~not ~~Item~~purport ~~7.01,~~to ~~including~~be ~~Exhibit~~complete ~~99.1~~and ~~incorporated by reference herein,~~ is ~~being~~qualified ~~furnished~~in ~~under~~its ~~Item~~entirety ~~7.01~~to ofthe ~~Form~~text ~~8-K and shall not be deemed “filed” for purposes~~ of ~~Section 18 of~~ the ~~Securities~~Notice, ~~Exchange~~a ~~Act~~copy of ~~1934,~~which asis ~~amended~~filed ~~(the~~as ~~“Exchange~~Exhibit ~~Act”),~~99.1 ~~or otherwise subject~~ to ~~the~~this ~~liabilities~~Current ofReport ~~that~~on ~~section,~~Form ~~nor~~8-K ~~shall~~and ~~it be deemed~~ incorporated by reference ~~into~~herein. ~~any~~This ofCurrent ~~the~~Report ~~Company’s~~on ~~filings~~Form ~~under~~8-K ~~the~~is ~~Securities~~not ~~Act~~a ofsolicitation ~~1933,~~to asaccept ~~amended,~~ or reject the ~~Exchange~~Plan. ~~Act,~~Any ~~whether~~such ~~made~~solicitation ~~before~~will orbe ~~after~~made ~~the~~pursuant ~~date~~to ~~hereof~~ and ~~regardless of any general incorporation language~~ in ~~such~~accordance ~~filings,~~with ~~except to~~ the ~~extent~~Disclosure ~~expressly~~Statement ~~set~~describing ~~forth~~the byPlan ~~specific~~(the ~~reference~~“Disclosure inStatement”) ~~such~~and aapplicable ~~filing.~~law, ~~The~~including ~~filing~~orders of ~~this Current Report on Form 8-K shall not be deemed an admission as to~~ the ~~materiality~~Bankruptcy ~~of any information herein that is required to be disclosed solely by reason of Regulation FD~~Court.

~~Cautionary~~Additional ~~Note~~Information Regarding the ~~Monthly~~Chapter ~~Operating~~11 ~~Report~~Case

~~Investors~~Filings ~~and~~with ~~potential~~the ~~investors~~Bankruptcy ~~should~~Court ~~not~~related ~~place~~to ~~undue~~the ~~reliance~~Chapter on11 ~~the~~Case ~~information~~are ~~contained~~available inon the ~~Monthly~~case ~~Operating~~website ~~Report,~~maintained ~~which~~by ~~was~~Kurtzman ~~not~~Carson ~~prepared~~Consultants ~~for~~LLC ~~the~~(“KCC”), ~~purpose~~available ofat ~~providing~~http://www.kccllc.net/nuvectra. ~~the~~In ~~basis~~addition ~~for an investment decision relating~~ to ~~any~~accessing ~~securities of~~ the ~~Company.~~case ~~The~~website, ~~Monthly~~any ~~Operating~~person ~~Report~~who isdesires ~~limited~~to inobtain ~~scope, covers~~ a ~~limited~~copy ~~time period, and has been prepared solely for the purpose~~ of ~~complying with~~ the ~~requirements~~Plan ofor the ~~Bankruptcy~~Disclosure ~~Court.~~Statement ~~The~~may ~~Monthly~~request ~~Operating~~such ~~Report~~copies ~~was not audited or reviewed~~ by: ~~independent accountants, is in~~ (a) ~~format~~accessing ~~prescribed~~the byBankruptcy ~~applicable~~Court’s ~~bankruptcy~~website ~~laws,~~at ~~and is subject to future adjustment and reconciliation~~http://www.txeb.uscourts.gov; ~~The~~(b) ~~financial~~contacting ~~information in~~ the ~~Monthly~~Office ~~Operating~~of ~~Report~~the ~~was~~Clerk ~~not~~of ~~prepared in accordance with accounting principles generally accepted in~~ the Court, United States ~~(“GAAP”)~~Bankruptcy ~~and,~~Court ~~therefore,~~Eastern ~~may~~District ~~exclude~~of ~~items required by GAAP~~Texas, ~~such~~660 asNorth ~~certain~~Central ~~reclassifications~~Expressway, ~~non-cash~~Suite ~~items~~300B, ~~accruals~~Plano, ~~valuations~~TX ~~and~~75074; ~~disclosures.~~or ~~The~~(c) ~~Monthly~~contacting ~~Operating~~KCC ~~Report~~at ~~also~~1-888-201-2205 ~~contains~~(US ~~information~~and ~~for~~Canada) aor ~~period~~1-310-751-1839 ~~which~~(outside ~~is different from~~ the ~~historical~~US ~~periods~~and ~~required~~Canada), inor ~~the~~via ~~Company’s~~e-mail ~~reports~~at ~~under~~NuvectraInfo@kccllc.com. ~~the~~Information ~~Exchange~~contained ~~Act~~on, ~~and such information might not be indicative of the Company’s financial condition~~ or ~~operating results~~ that ~~would~~can be ~~reflected~~accessed inthrough, the ~~Company’s~~case ~~financial statements or its reports under the Exchange Act. There can be no assurance that~~website, ~~from~~ the ~~perspective~~Bankruptcy ofCourt ~~an investor~~ or ~~potential~~KCC ~~investor~~is innot ~~the~~part ~~Company’s~~of ~~securities,~~this ~~the~~Current ~~Monthly Operating~~ Report ison ~~complete.~~Form ~~Results~~8-K, and ~~information set forth in~~ the ~~Monthly~~Company ~~Operating~~disclaims ~~Report~~liability ~~should~~for ~~not~~any besuch ~~viewed as indicative of future results~~information.

~~Additional~~Forward-Looking ~~Information Regarding the Chapter 11 Case~~Statements

~~Filings~~This ~~with~~Current Report on Form 8-K contains “forward-looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995. Forward-looking statements are based only on the Company’s current beliefs, expectations and assumptions regarding the future of the Company’s business, future plans and strategies, projections, anticipated events and trends, the economy and other future conditions, and therefore they are subject to inherent uncertainties, risks and changes in circumstances that are difficult to predict and may be outside of the Company’s control. The Company’s performance may differ materially from those indicated in the forward-looking statements, and you should not rely on any of these forward-looking statements. Any forward-looking statement made by the Company is based only on information currently available to the Company and speaks only as of the date on which it is made. Important factors that could cause the Company’s actual results to differ materially from those indicated in the forward-looking statements include: (i) the Company’s ability to obtain Bankruptcy Court ~~related~~approval with respect to motions in the Chapter 11 Case; ~~are~~(ii) ~~available~~whether ~~electronically~~the atChapter ~~http://www.kccllc.net/nuvectra.~~11 ~~Information~~Case ~~contained~~will enable to Company to sell its assets in an orderly manner; (iii) the Company’s ability to realize proceeds from any sale of assets; (iv) the effects of the Chapter 11 Case on the Company and the interests of the Company’s creditors, orequityholders and other stakeholders; (v) the length of time the Company will operate under the Chapter 11 Case; (vi) risks associated with third party motions in the Chapter 11 Case; (vii) risks that ~~can~~the Chapter 11 Case could be ~~accessed~~converted ~~through,~~into ~~such~~a ~~website~~case orunder Chapter 7 of the Bankruptcy ~~Court~~Code; is(viii) ~~not~~potential ~~part~~adverse effects of ~~this~~the ~~Current~~Chapter ~~Report~~11 Case proceedings on ~~Form~~the 8Company’s cash position and continuing operations; (ix) risks related to the Company’s ability to confirm the Plan; (x) the impact of the coronavirus disease 2019 (COVID-K,19); and (xi) other risk factors set forth in the Disclosure Statement. The Company ~~disclaims~~undertakes ~~liability~~no ~~for~~obligation to publicly update any ~~such~~forward-looking statement, whether written or oral, that may be made from time to time, whether as a result of new information, future developments or otherwise.

Item 9.01 Financial Statements and Exhibits.

(d)	Exhibits
99.1	Monthly Operating Report for the month ended January 31, 2020 as filed with the Bankruptcy Court on February 13, 2020

(d) Exhibits

99.1	Notice of Confirmation Hearing, as filed with the Bankruptcy Court on March 10, 2020

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

	NUVECTRA CORPORATION
Date: February 13, 2020	/s/ Jennifer J. Kosharek
Date: March 16, 2020	/s/ Jennifer J. Kosharek
	Jennifer J. Kosharek
	Chief Financial Officer

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