4//SEC Filing
HUME DANIEL 4
Accession 0001437749-20-002833
CIK 0001023844other
Filed
Feb 13, 7:00 PM ET
Accepted
Feb 14, 7:18 PM ET
Size
24.9 KB
Accession
0001437749-20-002833
Insider Transaction Report
Form 4
HUME DANIEL
Director
Transactions
- Exercise/Conversion
Common Stock
2020-02-12+25,000→ 53,495 total - Exercise/Conversion
Common Stock
2020-02-12+3,496→ 56,991 total - Exercise/Conversion
Common Stock
2020-02-13+5,160→ 62,151 total - Exercise/Conversion
Restricted Stock Units
2020-02-12−25,000→ 22,578 total→ Common Stock (25,000 underlying) - Exercise/Conversion
Restricted Stock Units
2020-02-12−3,496→ 19,082 total→ Common Stock (3,496 underlying) - Exercise/Conversion
Restricted Stock Units
2020-02-13−5,160→ 13,922 total→ Common Stock (5,160 underlying)
Footnotes (5)
- [F1]Each restricted stock unit converted into one share of National Holdings Corporation (the "Company") common stock.
- [F2]Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
- [F3]On February 12, 2018, the reporting person was granted 50,000 restricted stock units. These stock units vest in two equal annual installments beginning February 12, 2019.
- [F4]On February 12, 2018, the reporting person was granted 10,593 restricted stock units. These stock units vest in three equal annual installments beginning February 12, 2019.
- [F5]On February 13, 2019, the reporting person was granted 15,480 restricted stock units. These stock units vest in three equal annual installments beginning February 13, 2020.
Documents
Issuer
NATIONAL HOLDINGS CORP
CIK 0001023844
Entity typeother
Related Parties
1- filerCIK 0001645514
Filing Metadata
- Form type
- 4
- Filed
- Feb 13, 7:00 PM ET
- Accepted
- Feb 14, 7:18 PM ET
- Size
- 24.9 KB