NATIONAL HOLDINGS CORP·4

Jan 10, 4:32 PM ET

Mullen Michael A 4

4 · NATIONAL HOLDINGS CORP · Filed Jan 10, 2020

Insider Transaction Report

Form 4
Period: 2019-12-13
Mullen Michael A
Co-Chief Executive Officer
Transactions
  • Award

    Restricted Stock Units

    2019-12-13+214,3381,133,686 total
    Common Stock (214,338 underlying)
Footnotes (2)
  • [F1]Each restricted stock unit represents a contingent right to receive one share of National Holdings Corporation (the "Company") common stock.
  • [F2]The restricted stock units vest upon the Company first achieving certain net income milestones. Vested shares will be delivered to the reporting person annually in accordance to the vesting delivery schedule.

Documents

1 file
  • 4
    rdgdoc.xmlPrimary

    FORM 4