Home/Filings/4/0001437749-19-006060
4//SEC Filing

Tai Pin 4

Accession 0001437749-19-006060

CIK 0000861842other

Filed

Mar 28, 8:00 PM ET

Accepted

Mar 29, 6:14 PM ET

Size

7.7 KB

Accession

0001437749-19-006060

Insider Transaction Report

Form 4
Period: 2019-03-27
Tai Pin
EVP, Deputy CLO, Cathay Bank
Transactions
  • Exercise/Conversion

    Common Stock

    2019-03-27+1,29851,723 total
  • Exercise/Conversion

    Restricted Stock Units

    2019-03-271,2981,297 total
    From: 2019-03-27Common Stock (1,298 underlying)
Holdings
  • Common Stock

    (indirect: By ESOP)
    893.25
Footnotes (3)
  • [F1]Includes 7.503 shares acquired through dividend reinvestment year-to-date
  • [F2]Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer.
  • [F3]On March 27, 2017, the Issuer awarded 3,893 restricted stock units to the Reporting Person. The restricted stock units vest in three annual installments. The first installment of 1,298 restricted stock units vested on March 27, 2018, the second installment of 1,298 restricted stock units vested on March 27, 2019, and the last installment of 1,297 restricted stock units will vest on March 27, 2020, or earlier in the event of death, disability, retirement or change in control.

Issuer

CATHAY GENERAL BANCORP

CIK 0000861842

Entity typeother

Related Parties

1
  • filerCIK 0001577235

Filing Metadata

Form type
4
Filed
Mar 28, 8:00 PM ET
Accepted
Mar 29, 6:14 PM ET
Size
7.7 KB