4//SEC Filing
SAKSA BRYAN 4
Accession 0001437749-18-020456
CIK 0001061069other
Filed
Nov 12, 7:00 PM ET
Accepted
Nov 13, 9:21 AM ET
Size
15.4 KB
Accession
0001437749-18-020456
Insider Transaction Report
Form 4
SAKSA BRYAN
CHIEF FINANCIAL OFFICER
Transactions
- Sale
Common Stock
2018-11-09$4.66/sh−600$2,796→ 11,399 total - Sale
Common Stock
2018-11-09$4.53/sh−1$5→ 11,397 total - Exercise/Conversion
Stock Options (Right to Buy)
2018-11-09−12,000→ 78,000 totalExercise: $1.83From: 2016-03-16Exp: 2026-03-16→ Class A Common Stock (12,000 underlying) - Sale
Common Stock
2018-11-09$4.51/sh−930$4,194→ 10,467 total - Sale
Common Stock
2018-11-09$4.50/sh−10,467$47,102→ 0 total - Exercise/Conversion
Common Stock
2018-11-09$1.83/sh+12,000$21,960→ 12,000 total - Sale
Common Stock
2018-11-09$4.54/sh−1$5→ 11,398 total - Sale
Common Stock
2018-11-09$4.71/sh−1$5→ 11,999 total
Footnotes (3)
- [F1]The shares sold were acquired contemporaneously upon the cashless exercise of a stock option at an exercise price of $1.83 per share.
- [F2]The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting person on August 28, 2018.
- [F3]The date indicated is the grant date and the options vest in five equal installments beginning one year from the grant date. At the end of each vesting period, the Avalon Holdings Corporation Class A common stock must reach a predetermined market price within three years before the vested options are exercisable.
Documents
Issuer
AVALON HOLDINGS CORP
CIK 0001061069
Entity typeother
Related Parties
1- filerCIK 0001670105
Filing Metadata
- Form type
- 4
- Filed
- Nov 12, 7:00 PM ET
- Accepted
- Nov 13, 9:21 AM ET
- Size
- 15.4 KB