CTD HOLDINGS INC·4

Apr 25, 4:02 PM ET

Farnan Joseph J Jr 4

4 · CTD HOLDINGS INC · Filed Apr 25, 2018

Insider Transaction Report

Form 4
Period: 2018-04-23
Transactions
  • Purchase

    Series B Convertible Preferred Stock

    2018-04-23+1,5001,500 total
    Exercise: $0.25Common Stock (600,000 underlying)
  • Purchase

    Warrant to Purchase Common Stock

    2018-04-23+600,000600,000 total
    Exercise: $0.25From: 2018-04-23Exp: 2025-04-23Common Stock (600,000 underlying)
Footnotes (2)
  • [F1]The Series B Convertible Preferred Stock ("Series B Preferred") will automatically convert into Common Stock on the date the Issuer effects an increase of its authorized shares of Common Stock and/or a reverse stock split so that it has a sufficient number of authorized and unissued shares of Common Stock to permit the conversion or exercise, as applicable of all outstanding shares of Series B Preferred, warrants, options and other convertible securities of the Issuer.
  • [F2]The reported securities consist of 1,500 "Units" purchased by the reporting person for $100 per Unit. Each Unit consists of one share of Series B Preferred and warrants to purchase 400 shares of Common Stock.

Documents

1 file
  • 4
    rdgdoc.xmlPrimary

    FORM 4