SANUWAVE Health, Inc. 4
4 · SANUWAVE Health, Inc. · Filed Sep 30, 2016
Insider Transaction Report
Form 4
Nemelka John Fritzen
Director10% Owner
Transactions
- Award
Options
2015-10-01+150,795→ 150,795 totalExercise: $0.11Exp: 2025-10-01→ Common Stock, $0.001 par value (150,795 underlying) - Disposition to Issuer
Options
2016-03-31−99,205→ 0 totalExercise: $0.50Exp: 2025-10-01→ Common Stock, $0.001 par value (99,205 underlying) - Award
Options
2016-03-31+99,205→ 99,205 totalExercise: $0.06Exp: 2025-10-01→ Common Stock, $0.001 par value (99,205 underlying) - Award
Options
2015-10-01+99,205→ 99,205 totalExercise: $0.50Exp: 2025-10-01→ Common Stock, $0.001 par value (99,205 underlying) - Award
Options
2016-06-16+200,000→ 200,000 totalExercise: $0.04Exp: 2026-06-15→ Common Stock, $0.001 par value (200,000 underlying)
Holdings
- 552
Common Stock, $0.001 par value
- 0(indirect: See Footnote)
Common Stock, $0.001 par value
Footnotes (5)
- [F1]John F. Nemelka is a Director of SANUWAVE Heath, Inc. and is also the Managing Principal of NightWatch Capital Management, LLC, which is the general partner of NightWatch Capital Partners II, L.P. ("NWCP II"). The shares of SANUWAVE Health, Inc. that were held by NWCP II were distributed to the partners on June 16, 2016.
- [F2]This option for 150,795 shares fully vested on October 1, 2015.
- [F3]This option for 99,205 shares fully vested on October 1, 2015.
- [F4]This option for 99,205 shares had an adjustment to the exercise price from $0.50 to $0.06 per section 4 of the stock option agreement and SEC Registration File No. 333-208676.
- [F5]This option for 200,000 shares fully vested on June 16, 2016.