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$WINT·4

WINDTREE THERAPEUTICS INC /DE/ · Aug 1, 7:04 PM ET

WINDTREE THERAPEUTICS INC /DE/ 4

4 · WINDTREE THERAPEUTICS INC /DE/ · Filed Aug 1, 2016

Insider Transaction Report

Form 4
Period: 2016-07-28
WINDTREE THERAPEUTICS INC /DE/WINT
Tattory John A
VP, Principal Acct Officer
Transactions
  • Award

    Common Stock

    2016-06-30$1.93/sh+1,088$2,100→ 6,555 total(indirect: By Trust)
  • Award

    Incentive Stock Option (Right to Buy)

    2016-07-28+16,666→ 16,666 total
    Exercise: $1.77From: 2017-07-28Exp: 2026-07-28→ Common Stock (16,666 underlying)
  • Award

    Non-Qualified Stock Option (Right to Buy)

    2016-07-28+8,334→ 8,334 total
    Exercise: $1.77From: 2017-07-28Exp: 2026-07-28→ Common Stock (8,334 underlying)
  • Award

    Common Stock

    2016-03-31$1.67/sh+1,077$1,799→ 5,467 total(indirect: By Trust)
Holdings

  • Common Stock

    1,071
Footnotes (2)
  • [F1]Transaction reported on Table I represents Issuer's matching stock contribution pursuant to 401(k) plan.
  • [F2]This employee stock option shall vest in a series of three successive, equal installments beginning with the first anniversary of the grant.

Documents

1 file
  • 4
    rdgdoc.xmlPrimary

    FORM 4