Home/Filings/4/0001437749-15-018136
4//SEC Filing

NovaBay Pharmaceuticals, Inc. 4

Accession 0001437749-15-018136

$NBYCIK 0001389545operating

Filed

Oct 5, 8:00 PM ET

Accepted

Oct 6, 8:17 PM ET

Size

7.4 KB

Accession

0001437749-15-018136

Insider Transaction Report

Form 4
Period: 2015-10-05
WU ROY J
SVP Bus & Corp Development
Transactions
  • Award

    Restricted Stock Unit

    2015-10-05+25,00025,000 total
    Exercise: $0.00common stock (25,000 underlying)
  • Award

    Option (right to buy)

    2015-10-05+150,000614,725 total
    Exercise: $0.27From: 2016-10-05Exp: 2025-10-05common stock (150,000 underlying)
Footnotes (4)
  • [F1]100% vests on the one-year anniversary of the grant date, subject to continued employment.
  • [F2]Not Applicable
  • [F3]RSUs granted pursuant to 2007 Omnibus Incentive Plan.
  • [F4]Options granted pursuant to 2007 Omnibus Incentive Plan and NovaBay's Annual Employee Equity Refresh Program. 25% will vest on the first anniversary of the Grant Date. 6.25% will vest every three months thereafter.

Issuer

NovaBay Pharmaceuticals, Inc.

CIK 0001389545

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001389545

Filing Metadata

Form type
4
Filed
Oct 5, 8:00 PM ET
Accepted
Oct 6, 8:17 PM ET
Size
7.4 KB