4//SEC Filing
SWK Holdings Corp 4
Accession 0001437749-14-001844
$SWKHCIK 0001089907operating
Filed
Feb 9, 7:00 PM ET
Accepted
Feb 10, 8:22 PM ET
Size
5.9 KB
Accession
0001437749-14-001844
Insider Transaction Report
Form 4
Margolis Michael A
Director
Transactions
- Award
Common Stock
2014-02-06+35,000→ 205,000 total
Holdings
- 803,600(indirect: By Maric Capital Master Fund, Ltd.)
Common Stock
Footnotes (3)
- [F1]Comprised of restricted stock granted pursuant to the Company's 2010 Equity Incentive Plan and form of Restricted Stock Agreement. The restricted stock vests on January 31, 2015.
- [F2]Includes 100,000 shares of unvested restricted stock owned by Mr. Margolis, which were granted for his services as a director.
- [F3]Includes 803,600 shares of common stock owned by Maric Capital Fund, Ltd. Maric LS, LLC is the investment manager of Maric Capital Master Fund, Ltd. Mr. Margolis is a member of Maric LS, LLC. Mr. Margolis disclaims beneficial ownership of any and all shares in excess of his pecuniary interest therein.
Documents
Issuer
SWK Holdings Corp
CIK 0001089907
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001089907
Filing Metadata
- Form type
- 4
- Filed
- Feb 9, 7:00 PM ET
- Accepted
- Feb 10, 8:22 PM ET
- Size
- 5.9 KB