SPINDLER SACHA H 4

4 · PLURIS ENERGY GROUP INC · Filed Jan 20, 2009

Form 4

Period: 2009-01-14

DirectorChairman & CEO10% Owner

Transactions

Award
Common Shares
2009-01-14+450,000→ 7,372,899 total(indirect: GT Venture Management, AG)

Holdings

Common Shares
3,000,000
Series B Preferred Shares
(indirect: GT Venture Management, AG)
6,622,899
Stock Options
Exercise: $0.75From: 2004-03-04Exp: 2009-03-04→ Common (65,000 underlying)
65,000
Stock Options
Exercise: $0.75From: 2004-07-23Exp: 2014-07-23→ Common (275,000 underlying)
340,000
Stock Appreciation Rights
(indirect: GT Venture Management, AG)
Exercise: $0.50From: 2008-04-04Exp: 2018-04-04→ Common (1,500,000 underlying)
1,500,000
Series A Preferred Sahres
3,000,000
Stock Options
(indirect: GT Venture Management, AG)
Exercise: $0.50From: 2008-04-04Exp: 2018-04-04→ Common (1,500,000 underlying)
1,500,000
Series B Preferred Shares
100,000
Warrants
(indirect: GT Venture Management, AG)
Exercise: $0.70From: 2008-03-28Exp: 2010-03-28→ Common (1,333,928 underlying)
3,566,428

Footnotes (6)

[F1]These shares have been granted as a bonus for exemplary services rendered to the Company for the year ending December 31, 2008.
[F2]Of these shares, 300,000 are held in escrow subject to the terms and conditions of the Performance Stock Incentive Plan.
[F3]Not applicable.
[F4]Of these shares, 3,000,000 are held in escrow subject to the terms and conditions of the Performance Stock Incentive Plan.
[F5]These options were re-priced to $0.75 per share on April 17, 2007.
[F6]500,000 of these warrants are exercisable at a price of $0.50 until June 27, 2009; 175,000 are exercisable at a price of $0.50 until March 31, 2010 and 1,557,500 are exersiable at a price of $0.50 until July 29, 2010.

Documents

1 file