4//SEC Filing
Ellsworth Joanne 4
Accession 0001434728-25-000015
CIK 0001434728other
Filed
Jan 1, 7:00 PM ET
Accepted
Jan 2, 7:52 PM ET
Size
14.3 KB
Accession
0001434728-25-000015
Insider Transaction Report
Form 4
Ellsworth Joanne
Executive Vice President
Transactions
- Award
Restricted Stock Units
2024-12-30+4→ 1,827 total→ Common Stock (4 underlying) - Exercise/Conversion
Common Stock
2024-12-30$4.26/sh+12,500$53,250→ 29,725 total - Exercise/Conversion
Common Stock
2024-12-31$11.50/sh+334$3,841→ 17,559 total - Disposition to Issuer
Common Stock
2024-12-30$11.44/sh−12,500$143,000→ 17,225 total - Exercise/Conversion
Stock Appreciation Right
2024-12-30−12,500→ 0 totalExercise: $4.26Exp: 2025-02-11→ Common Stock (12,500 underlying) - Exercise/Conversion
Restricted Stock Units
2024-12-31−334→ 1,493 total→ Common Stock (334 underlying)
Footnotes (5)
- [F1]The reporting person was originally granted 50,000 shares of stock appreciation rights on February 11, 2015. The stock appreciation rights vested ratably over four calendar years beginning January 1, 2015 and were fully vested on December 31, 2018.
- [F2]Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").
- [F3]The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.
- [F4]The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.
- [F5]The RSUs are exercisable at time of vesting and do not have a set expiration date.
Documents
Issuer
Global Water Resources, Inc.
CIK 0001434728
Entity typeother
Related Parties
1- filerCIK 0001709055
Filing Metadata
- Form type
- 4
- Filed
- Jan 1, 7:00 PM ET
- Accepted
- Jan 2, 7:52 PM ET
- Size
- 14.3 KB