Global Water Resources, Inc.·4

Jul 2, 6:12 PM ET

Krupa Heather M 4

4 · Global Water Resources, Inc. · Filed Jul 2, 2021

Insider Transaction Report

Form 4
Period: 2021-06-30
Krupa Heather M
Vice President and Controller
Transactions
  • Exercise/Conversion

    Restricted Stock Units

    2021-06-3056534 total
    Common Stock (56 underlying)
  • Exercise/Conversion

    Common Stock

    2021-06-30+5614,256 total
  • Disposition to Issuer

    Common Stock

    2021-06-30$16.73/sh105$1,75714,200 total
  • Exercise/Conversion

    Phantom Stock Unit

    2021-06-3049286 total
    Common Stock (49 underlying)
  • Exercise/Conversion

    Common Stock

    2021-06-30+4914,305 total
  • Award

    Restricted Stock Units

    2021-06-30+2590 total
    Common Stock (2 underlying)
Footnotes (7)
  • [F1]Each restricted stock unit ("RSU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").
  • [F2]Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").
  • [F3]The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to June 30, 2021.
  • [F4]The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.
  • [F5]The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.
  • [F6]The RSUs are exercisable at time of vesting and do not have a set expiration date.
  • [F7]The PSUs are exercisable at time of vesting and do not have a set expiration date.

Documents

1 file
  • 4
    wf-form4_162526393618607.xmlPrimary

    FORM 4