4//SEC Filing
Rogers Hartley R. 4
Accession 0001433642-25-000101
CIK 0001433642other
Filed
Sep 7, 8:00 PM ET
Accepted
Sep 8, 5:32 PM ET
Size
8.7 KB
Accession
0001433642-25-000101
Insider Transaction Report
Form 4
Rogers Hartley R.
DirectorExecutive Co-Chairman10% Owner
Transactions
- Other
Class B Common Stock
2025-09-04$0.00/sh−149,875$150→ 6,510,922 total(indirect: See footnote) - Other
Class B Units
2025-09-04$146.51/sh−149,875$21,958,186→ 6,510,922 total(indirect: See footnote)→ Class A Common Stock (149,875 underlying)
Footnotes (4)
- [F1]The reporting person exchanged Class B Units of Hamilton Lane Advisors, L.L.C. ("HLA") (and corresponding shares of Issuer Class B common stock) with the Issuer pursuant to an exchange agreement (the "Exchange Agreement") entered into at the time of and in connection with a reorganization incident to the Issuer's initial public offering. At the Issuer's election, the exchange was settled in cash.
- [F2]The Issuer Class B common stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution or exchange of those shares. However, the Class B common stock entitles its holder to ten votes per share on every matter submitted to the Issuer's stockholders for a vote. These securities are owned directly by HLA Investments, LLC ("HLAI"). The reporting person is the manager of HRHLA, LLC ("HRHLA"), the managing member of HLAI.
- [F3]These securities are owned directly by HLAI. Mr. Rogers is the manager of HRHLA, the managing member of HLAI.
- [F4]Pursuant to the Exchange Agreement, the Class B Units of HLA are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date.
Documents
Issuer
Hamilton Lane INC
CIK 0001433642
Entity typeother
Related Parties
1- filerCIK 0001577084
Filing Metadata
- Form type
- 4
- Filed
- Sep 7, 8:00 PM ET
- Accepted
- Sep 8, 5:32 PM ET
- Size
- 8.7 KB