4//SEC Filing
Kramer Andrea Anigati 4
Accession 0001433642-24-000102
CIK 0001433642other
Filed
Sep 17, 8:00 PM ET
Accepted
Sep 18, 4:52 PM ET
Size
17.6 KB
Accession
0001433642-24-000102
Insider Transaction Report
Form 4
Kramer Andrea Anigati
Chief Operating Officer10% Owner
Transactions
- Award
Performance Stock
2024-09-16+5,435→ 5,435 total→ Class A Common Stock (5,435 underlying) - Award
Class A Common Stock
2024-03-29$95.85/sh+40$3,834→ 55,361 total - Award
Class A Common Stock
2024-06-28$105.04/sh+41$4,307→ 55,402 total - Award
Class A Common Stock
2024-09-16+6,683→ 62,085 total
Holdings
- 13,044
Performance Stock
→ Class A Common Stock (13,044 underlying) - 195,317(indirect: See footnote)
Class C Units
→ Class A Common Stock (195,317 underlying) - 17,913(indirect: See footnote.)
Class A Common Stock
- 135,970(indirect: See footnote)
Class B Units
→ Class A Common Stock (135,970 underlying) - 135,970
Class B Common Stock
Footnotes (8)
- [F1]These shares were acquired pursuant to the Issuer's Employee Share Purchase Plan in a transaction that was exempt under Rule 16b-3(d).
- [F2]Shares issued to the reporting person pursuant to an award of restricted stock under the Issuer's Amended and Restated 2017 Equity Incentive Plan. The shares vest in four equal annual installments.
- [F3]The securities reported in this row are owned by The Andrea Anigati IRA Equity Trust Company, d.b.a. Sterling Trust, Custodian FBO Andrea Anigati IRA. Ms. Anigati Kramer serves as the trustee of this trust.
- [F4]The Class B common stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution or exchange of those shares. However, the Class B common stock entitles its holder to ten votes per share on every matter submitted to the Issuer's stockholders for a vote.
- [F5]Each share of performance stock represents a contingent right to receive one share of Class A common stock. The performance stock vests upon the Issuer's Class A common stock achieving a specified price per share. The performance period of the performance stock ends on September 16, 2031.
- [F6]Each share of performance stock represents a contingent right to receive one share of Class A common stock. The performance stock vests upon the Issuer's Class A common stock achieving a specified price per share. The performance period of the performance stock ends on September 16, 2029.
- [F7]Pursuant to an Exchange Agreement entered into at the time of and in connection with a reorganization incident to the Issuer's initial public offering, the Class B Units and Class C Units of Hamilton Lane Advisors, L.L.C. ("HLA") are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units and Class C Units of HLA do not have an expiration date.
- [F8]Held on behalf of the reporting person by HL Management Investors, LLC.
Documents
Issuer
Hamilton Lane INC
CIK 0001433642
Entity typeother
Related Parties
1- filerCIK 0001698324
Filing Metadata
- Form type
- 4
- Filed
- Sep 17, 8:00 PM ET
- Accepted
- Sep 18, 4:52 PM ET
- Size
- 17.6 KB