4//SEC Filing
Rogers Hartley R. 4
Accession 0001433642-24-000052
CIK 0001433642other
Filed
Mar 17, 8:00 PM ET
Accepted
Mar 18, 5:14 PM ET
Size
8.3 KB
Accession
0001433642-24-000052
Insider Transaction Report
Form 4
Rogers Hartley R.
DirectorExecutive Co-Chairman10% Owner
Transactions
- Tax Payment
Class A Common Stock
2024-03-14$107.80/sh−248$26,734→ 10,255 total
Holdings
- 6,900,667(indirect: See footnote)
Class B Common Stock
- 6,900,667(indirect: See footnote)
Class B Units
→ Class A Common Stock (6,900,667 underlying)
Footnotes (4)
- [F1]Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of previously granted restricted stock awards.
- [F2]The Class B common stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution or exchange of those shares. However, the Class B common stock entitles its holder to ten votes per share on every matter submitted to the Issuer's stockholders for a vote. These securities are owned directly by HLA Investments, LLC ("HLAI"). The reporting person is the manager of HRHLA, LLC, the managing member of HLAI.
- [F3]These securities are owned directly by HLAI. Mr. Rogers is the manager of HRHLA, the managing member of HLAI.
- [F4]Pursuant to an Exchange Agreement entered into at the time of and in connection with a reorganization incident to the Issuer's initial public offering, the Class B Units of Hamilton Lane Advisors, L.L.C. ("HLA") are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units of HLA do not have an expiration date.
Documents
Issuer
Hamilton Lane INC
CIK 0001433642
Entity typeother
Related Parties
1- filerCIK 0001577084
Filing Metadata
- Form type
- 4
- Filed
- Mar 17, 8:00 PM ET
- Accepted
- Mar 18, 5:14 PM ET
- Size
- 8.3 KB