4//SEC Filing
Kramer Andrea Anigati 4
Accession 0001433642-24-000032
CIK 0001433642other
Filed
Mar 10, 8:00 PM ET
Accepted
Mar 11, 6:33 PM ET
Size
16.1 KB
Accession
0001433642-24-000032
Insider Transaction Report
Form 4
Kramer Andrea Anigati
Chief Operating Officer10% Owner
Transactions
- Award
Class A Common Stock
2023-12-29$96.42/sh+45$4,339→ 52,903 total - Award
Class A Common Stock
2023-09-29$76.87/sh+49$3,767→ 52,858 total - Award
Class A Common Stock
2023-06-30$67.98/sh+64$4,351→ 52,809 total - Other
Class C Units
2024-03-07$108.00/sh−35,000$3,780,000→ 195,317 total(indirect: See footnote)→ Class A Common Stock (35,000 underlying)
Holdings
- 135,970(indirect: See footnote)
Class B Units
→ Class A Common Stock (135,970 underlying) - 135,970
Class B Common Stock
- 13,044
Performance Stock
→ Class A Common Stock (13,044 underlying) - 17,913(indirect: See footnote.)
Class A Common Stock
Footnotes (7)
- [F1]The securities reported in this row are owned by The Andrea Anigati IRA Equity Trust Company, d.b.a. Sterling Trust, Custodian FBO Andrea Anigati IRA. Ms. Anigati Kramer serves as the trustee of this trust.
- [F2]These shares were acquired pursuant to the Issuer's Employee Share Purchase Plan in a transaction that was exempt under Rule 16b-3(d).
- [F3]The Class B common stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution or exchange of those shares. However, the Class B common stock entitles its holder to ten votes per share on every matter submitted to the Issuer's stockholders for a vote.
- [F4]Pursuant to an Exchange Agreement entered into in connection with a reorganization incident to the Issuer's initial public offering, the Class B Units and Class C Units of Hamilton Lane Advisors, L.L.C. ("HLA") are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units and Class C Units of HLA do not have an expiration date.
- [F5]Held on behalf of the reporting person by HL Management Investors, LLC.
- [F6]The reporting person exchanged Class C Units with the Issuer pursuant to the Exchange Agreement. At the Issuer's election, the exchange was settled in cash.
- [F7]Each share of performance stock represents a contingent right to receive one share of Class A common stock. The performance stock vests upon the Issuer's Class A common stock achieving a specified price per share. The performance period of the performance stock ends on September 16, 2029.
Documents
Issuer
Hamilton Lane INC
CIK 0001433642
Entity typeother
Related Parties
1- filerCIK 0001698324
Filing Metadata
- Form type
- 4
- Filed
- Mar 10, 8:00 PM ET
- Accepted
- Mar 11, 6:33 PM ET
- Size
- 16.1 KB