AGNC Investment Corp.·4

Mar 17, 4:01 PM ET

Kain Gary D 4

4 · AGNC Investment Corp. · Filed Mar 17, 2026

Research Summary

AI-generated summary of this filing

Updated

AGNC (AGNC) Exec Chair Gary Kain Withholds 58,512 Shares

What Happened
Gary D. Kain, Executive Chair and Director of AGNC Investment Corp. (AGNC), had 58,512 shares withheld on 2026-03-16 to satisfy tax withholding obligations tied to vested restricted stock units (RSUs). The shares were valued at $10.33 each, for a total disposition of about $604,429. This was a tax-withholding disposition (routine), not an open-market sale signaling a buy/sell decision.

Key Details

  • Transaction date: 2026-03-16; filing date: 2026-03-17 (filed timely).
  • Action: Shares withheld to cover required tax withholdings (transaction code F).
  • Quantity withheld/disposed: 58,512 shares at $10.33 each; total ≈ $604,429.
  • Shares owned after the transaction: not specified in the provided filing.
  • Footnotes: F1 — shares were withheld upon vesting of RSUs to cover tax withholdings. F2 — the reported activity includes 4,757 dividend-equivalent RSUs received since the reporting person’s last Form 4.

Context
This was a routine tax-withholding disposition upon RSU vesting (a form of internal settlement/cashless-withholding), not an open-market sale or purchase. Such withholdings are common and generally do not indicate a change in the insider’s view of the company’s prospects.

Insider Transaction Report

Form 4
Period: 2026-03-16
Kain Gary D
DirectorDirector, Executive Chair
Transactions
  • Tax Payment

    Common Stock

    [F1][F2]
    2026-03-16$10.33/sh58,512$604,4291,956,773.101 total
Holdings
  • Series D Preferred Stock

    10,900
  • Common Stock

    (indirect: By Trust)
    517,920
Footnotes (2)
  • [F1]Dispositions represent shares withheld upon vesting of restricted stock unit awards to cover required tax withholdings.
  • [F2]Includes 4,757 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing.
Signature
/s/ Gary Kain|2026-03-17

Documents

1 file
  • 4
    form4.xmlPrimary

    STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES