On Deck Capital, Inc. 4
4 · On Deck Capital, Inc. · Filed May 10, 2017
Insider Transaction Report
Form 4
Katzenberg Howard
Chief Financial Officer
Transactions
- Exercise/Conversion
Employee Stock Option (right to buy)
2017-05-09−7,350→ 75,483 totalExercise: $0.68Exp: 2023-10-25→ Common Stock (7,350 underlying) - Exercise/Conversion
Common Stock
2017-05-09$0.68/sh+7,350$4,998→ 401,230 total
Holdings
- 25,000(indirect: See footnote)
Common Stock
Footnotes (3)
- [F1]Includes 11,043 shares previously reported as held directly by The Howard Katzenberg 2014 Grantor Annuity Trust dated December 7, 2014 for which the Reporting Person serves as trustee which were re-registered in the name of the Reporting Person on March 17, 2017 and are now held directly by the Reporting Person.
- [F2]The reported shares are held directly by The Howard Katzenberg 2014 Dynasty Trust dated December 7, 2014 for which the Reporting Person's spouse serves as a trustee.
- [F3]One-fourth of the shares subject to the option vested on October 25, 2014 and one forty-eighth of the shares vest monthly thereafter.