Friedman Martin S. 4
4 · RIVERVIEW BANCORP INC · Filed Mar 14, 2025
Insider Transaction Report
Form 4
Friedman Martin S.
10% Owner
Transactions
- Sale
Common Stock
2025-03-12$5.18/sh−186,348$964,444→ 0 total(indirect: See footnote)
Holdings
- 1,936,721(indirect: See footnote)
Common Stock
Footnotes (3)
- [F1]On March 12, 2025, FJ Capital Management LLC ("FJ Capital") sold 186,348 shares of common stock of the Issuer held by Bridge Equities XI, LLC ("BEXI") (continued in footnote 2).
- [F2](footnote 1 continued) Martin S. Friedman (the "Reporting Person") is the managing member of FJ Capital, which is the sub-investment adviser to Bridge Equities XI, LLC ("BEXI") and the managing member and investment adviser to Financial Opportunity Fund LLC ("FOF"). FOF holds 1,936,721 shares of common stock of the Issuer (the "Shares") and BEXI no longer holds Shares. (Continued in footnote 3)
- [F3](footnote 2 continued) Martin S. Friedman, in his capacity as managing member of FJ Capital, has voting and dispositive power over the Shares held by FOF and voting power only over the Shares held by BEXI. The Reporting Person disclaims beneficial ownership of the securities referred to in this Form 4 except to the extent of the Reporting Person's pecuniary interest in such securities, and the filing of this Form 4 shall not be construed as an admission that the Reporting Person is, for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of any securities covered by this Form 4.