KOCH CARL FREDERICK III 4
4 · UNITED NATURAL FOODS INC · Filed Dec 8, 2009
Insider Transaction Report
Form 4
KOCH CARL FREDERICK III
VP, Human Resources
Transactions
- Tax Payment
Common Stock
2009-09-16$24.11/sh−440$10,608→ 3,310 total - Exercise/Conversion
Common Stock
2009-09-16+1,350→ 3,750 total - Exercise/Conversion
Restricted Stock Unit
2009-09-16−1,350→ 4,050 totalExercise: $0.00→ Common Stock (1,350 underlying)
Holdings
- 8,364(indirect: See footnote)
Common Stock
Footnotes (4)
- [F1]Each restricted stock unit represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of Mr. Koch's restricted unit award agreement.
- [F2]The restricted stock units vest in four equal annual installments beginning on the first anniversary of the date of grant, which was September 16, 2008.
- [F3]Includes 2,006 shares of common stock allocated to Mr. Koch under the United Natural Foods, Inc. Employee Stock Ownership Plan and 6,358 shares of common stock allocated to Mr. Koch under the United Natural Foods, Inc. 401(k) Plan's UNFI Stock Fund as of December 8, 2009.
- [F4]On September 16, 2009, 1,350 shares of United Natural Foods, Inc. (the "Company") restricted stock units vested. In connection with the vesting of those shares, the Company retained 440 shares on September 16, 2009 to satisfy the related tax withholding obligations.