Marshall Christopher P 4

Accession 0001420295-20-000001

CIK 0001459200other

View on SEC.gov Company Profile

Filed

Mar 4, 7:00 PM ET

Accepted

Mar 5, 7:55 PM ET

Size

55.4 KB

Accession

0001420295-20-000001

Insider Transaction Report

Form 4

Period: 2020-03-03

Alarm.com Holdings, Inc.ALRM

TCV VII LP

10% OwnerOther

Transactions

Other
Common Stock
2020-03-03−623,693→ 6,762 total(indirect: Technology Crossover Management VII, L.P.)
Other
Common Stock
2020-03-03+58,454→ 268,649 total(indirect: By Partnership)
Other
Common Stock
2020-03-03+80,787→ 371,292 total(indirect: Goose Rocks Beach Partners, L.P.)
Other
Common Stock
2020-03-03+42,790→ 42,790 total(indirect: By Trust)
Other
Common Stock
2020-03-03+68,985→ 68,985 total(indirect: Robert W. Trudeau)
Sale
Common Stock
2020-03-04$45.37/sh−46,281$2,099,598→ 46,004 total(indirect: Robert W. Trudeau)
Other
Common Stock
2020-03-03−1,635,292→ 3,673,816 total(indirect: TCV VII, L.P.)
Other
Common Stock
2020-03-03−15,462→ 34,737 total(indirect: TCV Member Fund, L.P.)
Other
Common Stock
2020-03-03+630,455→ 630,455 total(indirect: Technology Crossover Management VII, L.P.)
Other
Common Stock
2020-03-03+58,454→ 268,649 total(indirect: By Trust)
Other
Common Stock
2020-03-03+71,401→ 214,201 total(indirect: By Trust)
Other
Common Stock
2020-03-03+26,195→ 26,195 total(indirect: Ten 271 Partners B)
Other
Common Stock
2020-03-03+333→ 1,264 total(indirect: Marshall Partners)
Other
Common Stock
2020-03-03−849,246→ 1,907,898 total(indirect: TCV VII (A), L.P.)
Other
Common Stock
2020-03-03+26,481→ 60,223 total(indirect: By Trust)
Sale
Common Stock
2020-03-04$45.03/sh−6,762$304,475→ 0 total(indirect: Technology Crossover Management VII, L.P.)
Sale
Common Stock
2020-03-04$46.10/sh−12,404$571,837→ 10,300 total(indirect: Robert W. Trudeau)
Sale
Common Stock
2020-03-04$47.37/sh−10,300$487,916→ 0 total(indirect: Robert W. Trudeau)

Holdings

Common Stock
(indirect: TCV VII Management, L.L.C.)
9,872

Footnotes (32)

[F1]In kind pro-rata distribution by TCV VII, L.P. ("TCV VII") to its partners, without consideration.
[F10]In kind pro-rata distribution by TCM VII to its partners, without consideration.
[F11]Acquisition by the Hoag Family Trust U/A Dtd 8/2/94 pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration.
[F12]Jay C. Hoag is the Trustee of the Hoag Family Trust U/A Dtd 8/2/94. Mr. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
[F13]Acquisition by Hamilton Investments Limited Partnership pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration.
[F14]Jay C. Hoag is a General Partner of Hamilton Investments Limited Partnership. Mr. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
[F15]Acquisition by Goose Rocks Beach Partners, L.P. pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration.
[F16]Richard H. Kimball is a General Partner of Goose Rocks Beach Partners, L.P. Mr. Kimball disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
[F17]Acquisition by the Reynolds Family Trust pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration.
[F18]Jon Q. Reynolds is a Trustee of the Reynolds Family Trust. Mr. Reynolds disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
[F19]Acquisition by the Drew Family Trust dated 10/5/2004 pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration.
[F2]These securities are directly held by TCV VII. Timothy P. McAdam, Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., Richard H. Kimball, John L. Drew, Robert W. Trudeau and David L. Yuan (collectively, the "TCM VII Directors") are Class A Directors of Technology Crossover Management VII, Ltd. ("Management VII") and Limited Partners of Technology Crossover Management VII, L.P. ("TCM VII"). Management VII is the General Partner of TCM VII, which is the General Partner of TCV VII, L.P. The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII, L.P., but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
[F20]John L. Drew is a Trustee of the Drew Family Trust dated 10/5/2004. Mr. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
[F21]Acquisition by Ten 271 Partners B pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration.
[F22]John L. Drew is a General Partner of Ten 271 Partners B. Mr. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
[F23]Acquisition by Robert W. Trudeau pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration.
[F24]Shares held directly by Robert W. Trudeau.
[F25]Acquisition by the Marshall Carroll 2000 Trust pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration.
[F26]Christopher P. Marshall is a Trustee of the Marshall Carroll 2000 Trust. Mr. Marshall disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
[F27]Acquisition by Marshall Partners pursuant to an in kind pro-rata distribution by TCV MF to its partners, without consideration.
[F28]Christopher P. Marshall is a General Partner of Marshall Partners. Mr. Marshall disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
[F29]This number represents a weighted average sales price. The shares were sold at prices ranging from $44.94 to $45.09. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
[F3]In kind pro-rata distribution by TCV VII (A), L.P. ("TCV VII (A)") to its partners, without consideration.
[F30]This number represents a weighted average sales price. The shares were sold at prices ranging from $45.00 to $45.77 The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
[F31]This number represents a weighted average sales price. The shares were sold at prices ranging from $46.00 to $46.88. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
[F32]This number represents a weighted average sales price. The shares were sold at prices ranging from $47.26 to $47.45. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
[F4]These securities are directly held by TCV VII (A). The TCM VII Directors are Class A Directors of Management VII and Limited Partners of TCM VII. Management VII is the General Partner of TCM VII, which is the General Partner of TCV VII (A). The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII (A), but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
[F5]In kind pro-rata distribution by TCV Member Fund, L.P. ("TCV MF") to its partners, without consideration.
[F6]These securities are directly held by TCV MF. The TCM VII Directors are Class A Directors of Management VII, which is a General Partner of TCV MF, and Limited Partners of TCV MF. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCV MF, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
[F7]Restricted stock units ("RSUs") held of record by Timothy P. McAdam for the benefit of TCV VII Management, L.L.C. ("TCV VII Management"). Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., Richard H. Kimball, John L. Drew, and Robert W. Trudeau (the "TCM Members") are members of TCV VII Management. Mr. McAdam and the TCM Members each disclaims beneficial ownership of such RSUs and the underlying shares of the Issuer's common stock except to the extent of their pecuniary interest therein.
[F8]These securities are directly held by TCM VII. The TCM VII Directors are Class A Directors of Management VII, which is the General Partner of TCM VII and Limited Partners of TCM VII. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCM VII, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
[F9]Acquisition by TCM VII pursuant to an in kind pro-rata distribution by TCV VII and TCV VII (A) to each of their partners, without consideration.

Documents

1 file

4
edgar.xmlPrimary
PRIMARY DOCUMENT

Issuer

Alarm.com Holdings, Inc.

CIK 0001459200

→

Entity typeother

Related Parties

filerCIK 0001440008

Filing Metadata

Form type: 4
Filed: Mar 4, 7:00 PM ET
Accepted: Mar 5, 7:55 PM ET
Size: 55.4 KB

View on SEC.gov