4//SEC Filing
LEE DANIEL R 4
Accession 0001415889-25-020249
CIK 0000891482other
Filed
Jul 23, 8:00 PM ET
Accepted
Jul 24, 5:00 PM ET
Size
12.1 KB
Accession
0001415889-25-020249
Insider Transaction Report
Form 4
LEE DANIEL R
DirectorChief Executive Officer
Transactions
- Expiration
Call Option (right to buy)
2025-07-23−184,200→ 0 totalExercise: $4.75From: 2025-06-13Exp: 2026-06-13→ Common Stock (184,200 underlying) - Exercise of In-Money
Put Option (obligation to purchase)
2025-07-23−184,200→ 0 totalExercise: $4.75From: 2025-06-13Exp: 2026-06-26→ Common Stock (184,200 underlying) - Exercise of In-Money
Common Stock
2025-07-23$4.75/sh+184,200$874,950→ 1,260,918 total
Holdings
- 15,926(indirect: As custodian for daughter)
Common Stock
- 145,735(indirect: By Trust)
Common Stock
- 317,145(indirect: By Trust)
Common Stock
Footnotes (1)
- [F1]In a private transaction dated June 13, 2025, Mr. Lee purchased 92,100 shares of common stock of Full House Resorts, Inc. (the "Company") directly and 184,200 shares of the Company's common stock indirectly through a subtrust for the benefit of Mr. Lee's children, both at a purchase price of $4.75 per share, and obtained a call option to purchase 184,200 additional shares of the Company's common stock at that same price. The call option expires on June 13, 2026. Seller also had the right to cause Mr. Lee to purchase the additional 184,200 shares at that same price if the closing price of the Company's common stock as reported by NASDAQ was at a price per share of $4.75 or greater on any day prior to June 13, 2026. On July 23, 2025, Seller exercised the right to cause Mr. Lee to purchase the additional 184,200 shares, and Mr. Lee purchased such shares pursuant to the obligation to purchase. There are no further shares related to the right to buy or obligation to purchase.
Documents
Issuer
FULL HOUSE RESORTS INC
CIK 0000891482
Entity typeother
Related Parties
1- filerCIK 0001209589
Filing Metadata
- Form type
- 4
- Filed
- Jul 23, 8:00 PM ET
- Accepted
- Jul 24, 5:00 PM ET
- Size
- 12.1 KB