4//SEC Filing
Nithrakashyap Arvind 4
Accession 0001415889-25-015860
CIK 0001943896other
Filed
Jun 4, 8:00 PM ET
Accepted
Jun 5, 8:46 PM ET
Size
32.6 KB
Accession
0001415889-25-015860
Insider Transaction Report
Form 4
Rubrik, Inc.RBRK
Nithrakashyap Arvind
DirectorChief Technology Officer
Transactions
- Sale
Class A Common Stock
2025-06-05$98.44/sh−8,661$852,589→ 23,816 total - Conversion
Class A Common Stock
2025-06-03+8,109→ 32,484 total - Sale
Class A Common Stock
2025-06-03$99.28/sh−13,529$1,343,159→ 0 total - Sale
Class A Common Stock
2025-06-03$98.55/sh−18,955$1,868,015→ 13,529 total - Sale
Class A Common Stock
2025-06-04$98.84/sh−5,744$567,737→ 0 total - Sale
Class A Common Stock
2025-06-05$100.39/sh−7,822$785,251→ 8,306 total - Conversion
Class B Common Stock
2025-06-03→ 10,395,906 total→ Class A Common Stock (8,109 underlying) - Conversion
Class B Common Stock
2025-06-05−32,477→ 10,330,945 total→ Class A Common Stock (32,477 underlying) - Conversion
Class A Common Stock
2025-06-04+32,484→ 32,484 total - Sale
Class A Common Stock
2025-06-04$98.28/sh−26,740$2,628,007→ 5,744 total - Conversion
Class A Common Stock
2025-06-05+32,477→ 32,477 total - Sale
Class A Common Stock
2025-06-05$99.26/sh−7,688$763,111→ 16,128 total - Sale
Class A Common Stock
2025-06-05$101.29/sh−8,306$841,315→ 0 total - Conversion
Class B Common Stock
2025-06-04−32,484→ 10,363,422 total→ Class A Common Stock (32,484 underlying)
Holdings
- 200,000(indirect: By Trust)
Class B Common Stock
→ Class A Common Stock (200,000 underlying)
Footnotes (11)
- [F1]This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted September 21, 2024.
- [F10]Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.
- [F11]The shares are held of record by Arvind Nithrakashyap, as Trustee of the Nithrakashyap/Chatterjee Revocable Trust, for which the Reporting Person serves as trustee and shares voting and dispositive power with his spouse.
- [F2]The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.975 to $98.97 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
- [F3]The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.975 to $99.815 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
- [F4]he reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.575 to $98.57 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
- [F5]he reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.575 to $99.385 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
- [F6]The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.92 to $98.91 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
- [F7]The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.925 to $99.915 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
- [F8]The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.925 to $100.91 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
- [F9]The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.93 to $101.755 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
Documents
Issuer
Rubrik, Inc.
CIK 0001943896
Entity typeother
Related Parties
1- filerCIK 0002019143
Filing Metadata
- Form type
- 4
- Filed
- Jun 4, 8:00 PM ET
- Accepted
- Jun 5, 8:46 PM ET
- Size
- 32.6 KB