4//SEC Filing
Borgman Anne Elizabeth 4
Accession 0001415889-25-011996
CIK 0001382101other
Filed
May 4, 8:00 PM ET
Accepted
May 5, 5:45 PM ET
Size
13.4 KB
Accession
0001415889-25-011996
Insider Transaction Report
Form 4
Borgman Anne Elizabeth
CHIEF MEDICAL OFFICER
Transactions
- Exercise/Conversion
Restricted Stock Unit (RSU)
2025-05-01−15,938→ 17,812 totalExp: 2028-03-01→ Common Stock (15,938 underlying) - Exercise/Conversion
Common Stock
2025-05-01+53,125→ 106,223 total - Exercise/Conversion
Common Stock
2025-05-01+15,938→ 122,161 total - Tax Payment
Common Stock
2025-05-01$1.07/sh−24,709$26,439→ 97,452 total - Exercise/Conversion
Restricted Stock Unit (RSU)
2025-05-01−53,125→ 21,875 totalExp: 2027-02-28→ Common Stock (53,125 underlying)
Footnotes (5)
- [F1]Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of restricted stock units; does not represent a sale by the reporting person.
- [F2]Each RSU represents a contingent right to receive one (1) share of the issuer's Common Stock upon settlement.
- [F3]The RSU award vests as to 1/4th of the total award annually on the last calendar day of February, beginning on February 29, 2024, subject to continued service through each vesting date.
- [F4]The reported transactions represent the accelerated vesting of certain of the reporting person's equity awards outstanding under the issuer's 2018 Equity Incentive Plan and 2021 Equity Inducement Plan, in connection with her separation and transition from her position with the issuer, as previously reported by the issuer in its Current Report filed with the Securities and Exchange Commission on Form 8-K on March 13, 2025.
- [F5]The RSUs vest as to 1/4th of the total award annually beginning on March 1, 2025, subject to continued service through each vesting date.
Documents
Issuer
SUTRO BIOPHARMA, INC.
CIK 0001382101
Entity typeother
Related Parties
1- filerCIK 0001886388
Filing Metadata
- Form type
- 4
- Filed
- May 4, 8:00 PM ET
- Accepted
- May 5, 5:45 PM ET
- Size
- 13.4 KB