4//SEC Filing
Griffin Patrick J 4
Accession 0001415889-25-010229
CIK 0000033488other
Filed
Apr 3, 8:00 PM ET
Accepted
Apr 4, 5:30 PM ET
Size
11.6 KB
Accession
0001415889-25-010229
Insider Transaction Report
Form 4
ESCALADE INCESCA
Griffin Patrick J
Director(See Remarks)
Transactions
- Exercise/Conversion
Common Stock
2025-04-03+2,100→ 565,980.229 total - Exercise/Conversion
Restricted Stock Units
2025-04-03−2,100→ 4,200 totalExp: 2027-04-03→ Common Stock (4,200 underlying)
Holdings
- 2,000(indirect: By adult son)
Common Stock
- 1,326,736(indirect: By Partnership)
Common Stock
- 300,000(indirect: By Trust)
Common Stock
- 614,964.629(indirect: By Trust)
Common Stock
Footnotes (7)
- [F1]Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.
- [F2]Mr. Griffin disclaims beneficial interest in shares held by his adult son, except to the extent of his pecuniary interest therein.
- [F3]Mr. Griffin disclaims beneficial ownership in shares held by the family limited partnership, except to the extent of his pecuniary interest therein.
- [F4]Mr. Griffin disclaims beneficial ownership in shares held by a revocable trust owned by his mother, except to the extent of his pecuniary interest therein. Mr. Griffin is deemed to have an indirect beneficial ownership in the 300,000 shares held by such trusts due to his serving as a trustee and his mother being the beneficiary.
- [F5]Mr. Griffin disclaims beneficial ownership in shares held by an irrevocable trust (previously owned by his late father), except to the extent of his pecuniary interest therein. Mr. Griffin is deemed to have an indirect beneficial ownership in the 614,964.629 shares held by such trusts due to his serving as a trustee and his mother being the beneficiary.
- [F6]Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).
- [F7]On April 3, 2024, the reporting person was granted 6,300 RSUs pursuant to the Escalade 2017 Plan, of which 2,100 RSUs vested and settled on April 3, 2025 as reported in this Form 4. The remaining 4,200 RSUs will vest one half on April 3, 2026 and one half on April 3, 2027, provided that the reporting person remains an employee, director or consultant of Escalade.
Documents
Issuer
ESCALADE INC
CIK 0000033488
Entity typeother
Related Parties
1- filerCIK 0001463197
Filing Metadata
- Form type
- 4
- Filed
- Apr 3, 8:00 PM ET
- Accepted
- Apr 4, 5:30 PM ET
- Size
- 11.6 KB