Woods Andrew 4

Accession 0001415889-25-010078

CIK 0001422930other

View on SEC.gov Company Profile

Filed

Apr 2, 8:00 PM ET

Accepted

Apr 3, 7:22 PM ET

Size

19.4 KB

Accession

0001415889-25-010078

Insider Transaction Report

Form 4

Period: 2025-04-01

PubMatic, Inc.PUBM

Woods Andrew

GENERAL COUNSEL & SECRETARY

Transactions

Exercise/Conversion
Class A Common Stock
2025-04-01+11,497→ 43,620 total
Sale
Class A Common Stock
2025-04-03$8.43/sh−2,791$23,541→ 36,718 total
Exercise/Conversion
Restricted Stock Unit
2025-04-01−3,397→ 37,364 total
Exercise: $0.00→ Class A Common Stock (3,397 underlying)
Exercise/Conversion
Restricted Stock Unit
2025-04-01−2,810→ 42,142 total
Exercise: $0.00→ Class A Common Stock (2,810 underlying)
Sale
Class A Common Stock
2025-04-02$9.31/sh−4,111$38,262→ 39,509 total
Exercise/Conversion
Restricted Stock Unit
2025-04-01−4,039→ 24,234 total
Exercise: $0.00→ Class A Common Stock (4,039 underlying)
Exercise/Conversion
Restricted Stock Unit
2025-04-01−1,251→ 8,756 total
Exercise: $0.00→ Class A Common Stock (1,251 underlying)

Footnotes (10)

[F1]The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.
[F10]The RSUs vest as to 1/16th of the total shares on April 1, 2025, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
[F2]The price reported in this line item is a weighted average price. These shares were sold as part of block trades for multiple security holders of the Issuer on April 2, 2025 and April 3, 2025 at prices ranging from $8.95 to $9.51, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the block trades.
[F3]The sales reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 4, 2024.
[F4]The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.33 to $8.53 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
[F5]Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.
[F6]The RSUs vested as to 1/4 of the total award on October 1, 2023 and 1/16th of the RSUs will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
[F7]RSUs do not expire; they either vest or are canceled prior to the vesting date.
[F8]The RSUs vested as to 1/16th of the total award on April 1, 2023, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
[F9]The RSUs vest as to 1/16th of the total shares on April 1, 2024, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Documents

1 file

4
form4-04032025_110455.xmlPrimary

Issuer

PubMatic, Inc.

CIK 0001422930

→

Entity typeother

Related Parties

filerCIK 0001966530

Filing Metadata

Form type: 4
Filed: Apr 2, 8:00 PM ET
Accepted: Apr 3, 7:22 PM ET
Size: 19.4 KB

View on SEC.gov