4//SEC Filing
LEE DANIEL R 4
Accession 0001415889-25-009769
CIK 0000891482other
Filed
Apr 1, 8:00 PM ET
Accepted
Apr 2, 6:19 PM ET
Size
9.5 KB
Accession
0001415889-25-009769
Insider Transaction Report
Form 4
LEE DANIEL R
DirectorChief Executive Officer
Transactions
- Award
Employee Stock Option (right to buy)
2025-03-31+28,240→ 28,240 totalExercise: $4.62Exp: 2035-01-02→ Common Stock (28,240 underlying)
Holdings
- 15,926(indirect: As custodian for daughter)
Common Stock
- 984,618
Common Stock
- 132,945(indirect: By Trust)
Common Stock
- 145,735(indirect: By Trust)
Common Stock
Footnotes (3)
- [F1]Since the date of Mr. Lee's last report, Mr. Lee transferred 604,262 shares of common stock to his former spouse pursuant to a domestic relations order. Mr. Lee no longer reports as beneficially owned any securities owned by his former spouse.
- [F2]On January 2, 2025, the compensation committee of the board of directors of Full House Resorts, Inc. (the "Company") approved an option grant to purchase a total of 97,267 shares at $4.62 per share. Of such total, 69,027 shares were reported on Mr. Lee's Form 4 filed on January 3, 2025. The option grant to purchase the remaining 28,240 shares at $4.62 per share was subject to stockholder approval of an increase to the number of available shares for issuance under the Company's 2015 Equity Incentive Plan (the "Plan") or the adoption of a successor plan thereto. Prior to such stockholder approval, a sufficient number of shares became available under the Plan due to employee departures from the Company. Therefore, as of the transaction date of this Form 4, there were a sufficient number of shares available under the Plan to grant the option to purchase the remaining 28,240 shares at $4.62 per share.
- [F3]The option vests in three equal annual installments beginning on January 2, 2026.
Documents
Issuer
FULL HOUSE RESORTS INC
CIK 0000891482
Entity typeother
Related Parties
1- filerCIK 0001209589
Filing Metadata
- Form type
- 4
- Filed
- Apr 1, 8:00 PM ET
- Accepted
- Apr 2, 6:19 PM ET
- Size
- 9.5 KB