4/A//SEC Filing
FINN BRIAN D 4/A
Accession 0001415889-25-005778
CIK 0001826681other
Filed
Feb 25, 7:00 PM ET
Accepted
Feb 26, 7:37 PM ET
Size
11.3 KB
Accession
0001415889-25-005778
Insider Transaction Report
Form 4/AAmended
FINN BRIAN D
Director
Transactions
- Purchase
Common Stock
2023-03-28$0.46/sh+50,000$22,785→ 150,000 total(indirect: By LLC) - Purchase
Common Stock
2023-03-29$0.45/sh+57,794$25,938→ 207,794 total(indirect: By LLC)
Holdings
- 70,007
Common Stock
- 2,161,418(indirect: By LLC)
Common Stock
- 515,153(indirect: By LLC)
Common Stock
Footnotes (6)
- [F1]The original Form 4, filed on March 30, 2023, has been amended solely to correct an error which previously reflected that the purchases reported were attributed to the Reporting Person directly
- [F2]The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares purchased. These shares were purchased in multiple transactions at prices ranging from $0.44 to 0.48, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.
- [F3]Securities are held by MI-CM LLC ("MI-CM"). Mr. Finn is the administrator of MI-CM. As administrator, Mr. Finn has sole voting and dispositive power over the shares of Issuer common stock held by MI-CM. Mr. Finn disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.
- [F4]The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares purchased. These shares were purchased in multiple transactions at prices ranging from $0.4307 to $0.4581, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.
- [F5]Securities are held by Marstar Investments LLC ("Marstar"). Mr. Finn is the administrator of Marstar and has sole voting and dispositive power over the shares of Issuer common stock held by Marstar. Mr. Finn disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.
- [F6]Securities are held by MI-MJ. Mr. Finn is the administrator of MI-MJ. As administrator, Mr. Finn has sole voting and dispositive power over the shares of Issuer common stock held by MI-MJ. Mr. Finn disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.
Documents
Issuer
Palladyne AI Corp.
CIK 0001826681
Entity typeother
Related Parties
1- filerCIK 0001124195
Filing Metadata
- Form type
- 4/A
- Filed
- Feb 25, 7:00 PM ET
- Accepted
- Feb 26, 7:37 PM ET
- Size
- 11.3 KB