4/A//SEC Filing
Gilson Michelle 4/A
Accession 0001415889-25-001341
CIK 0001786205other
Filed
Jan 9, 7:00 PM ET
Accepted
Jan 10, 9:28 PM ET
Size
11.6 KB
Accession
0001415889-25-001341
Insider Transaction Report
Form 4/AAmended
Arcellx, Inc.ACLX
Gilson Michelle
CHIEF FINANCIAL OFFICER
Transactions
- Exercise/Conversion
Common Stock
2025-01-02+20,495→ 23,495 total - Sale
Common Stock
2025-01-03$79.55/sh−5,622$447,219→ 33,212 total - Sale
Common Stock
2025-01-06$77.17/sh−5,621$433,755→ 27,591 total - Exercise/Conversion
Restricted Stock Units
2025-01-02−20,495→ 40,992 total→ Common Stock (20,495 underlying)
Footnotes (5)
- [F1]Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. Vesting of these RSUs previously reported in the Form 4 filed January 6, 2025.
- [F2]Represents a broker-assisted sale to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units.
- [F3]Amendment filed to report the correct number of shares sold to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units reported in the Form 4 filed on January 6, 2025.
- [F4]The price reported reflects the weighted average sales price. These shares were sold in multiple transactions at prices that were not available from the broker at the time of filing. The Reporting Person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- [F5]Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2022 Equity Incentive Plan) through each applicable vesting date, one-third (1/3rd) of the RSUs subject to the award will vest each year following the RSU Grant Date on the same day of the month as the RSU Grant Date (or, if there is no corresponding day in a particular month, then the last day of the month) over three (3) years. "RSU Grant Date" shall mean January 2, 2024.
Documents
Issuer
Arcellx, Inc.
CIK 0001786205
Entity typeother
Related Parties
1- filerCIK 0001930862
Filing Metadata
- Form type
- 4/A
- Filed
- Jan 9, 7:00 PM ET
- Accepted
- Jan 10, 9:28 PM ET
- Size
- 11.6 KB