4//SEC Filing
Richardson Derrick 4
Accession 0001415889-24-018602
CIK 0001847367other
Filed
Jun 30, 8:00 PM ET
Accepted
Jul 1, 4:40 PM ET
Size
47.8 KB
Accession
0001415889-24-018602
Insider Transaction Report
Form 4
ALUMIS INC.ALMS
Richardson Derrick
SVP, People and Culture
Transactions
- Award
Stock Option (Right to Buy)
2024-07-01+10,695→ 10,695 totalExercise: $8.84Exp: 2032-01-26→ Common Stock (10,695 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2024-07-01−10,695→ 0 totalExercise: $8.84Exp: 2032-01-26→ Class A Common Stock (10,695 underlying) - Award
Stock Option (Right to Buy)
2024-07-01+4,663→ 4,663 totalExercise: $8.84Exp: 2033-10-08→ Common Stock (4,663 underlying) - Award
Stock Option (Right to Buy)
2024-06-27+3,208→ 3,208 totalExercise: $16.00Exp: 2034-06-26→ Class A Common Stock (3,208 underlying) - Award
Stock Option (Right to Buy)
2024-07-01+3,208→ 3,208 totalExercise: $16.00Exp: 2034-06-26→ Common Stock (3,208 underlying) - Award
Stock Option (Right to Buy)
2024-07-01+34,224→ 34,224 totalExercise: $8.84Exp: 2031-09-14→ Common Stock (34,224 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2024-07-01−3,208→ 0 totalExercise: $8.84Exp: 2033-06-22→ Class A Common Stock (3,208 underlying) - Award
Stock Option (Right to Buy)
2024-07-01+3,208→ 3,208 totalExercise: $8.84Exp: 2033-06-22→ Common Stock (3,208 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2024-07-01−4,663→ 0 totalExercise: $8.84Exp: 2033-10-08→ Class A Common Stock (4,663 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2024-07-01−19,251→ 0 totalExercise: $8.84Exp: 2032-01-26→ Class A Common Stock (19,251 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2024-07-01−3,208→ 0 totalExercise: $16.00Exp: 2034-06-26→ Class A Common Stock (3,208 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2024-07-01−34,224→ 0 totalExercise: $8.84Exp: 2031-09-14→ Class A Common Stock (34,224 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2024-07-01−9,161→ 0 totalExercise: $8.84Exp: 2034-03-28→ Class A Common Stock (9,161 underlying) - Award
Stock Option (Right to Buy)
2024-07-01+21,390→ 21,390 totalExercise: $10.20Exp: 2034-05-05→ Common Stock (21,390 underlying) - Award
Stock Option (Right to Buy)
2024-07-01+19,251→ 19,251 totalExercise: $8.84Exp: 2032-01-26→ Common Stock (19,251 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2024-07-01−21,390→ 0 totalExercise: $10.20Exp: 2034-05-05→ Class A Common Stock (21,390 underlying) - Award
Stock Option (Right to Buy)
2024-07-01+29,946→ 29,946 totalExercise: $13.33Exp: 2034-06-05→ Common Stock (29,946 underlying) - Award
Stock Option (Right to Buy)
2024-07-01+9,161→ 9,161 totalExercise: $8.84Exp: 2034-03-28→ Common Stock (9,161 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2024-07-01−29,946→ 0 totalExercise: $13.33Exp: 2034-06-05→ Class A Common Stock (29,946 underlying)
Footnotes (11)
- [F1]25% of the shares underlying this option vest on June 21, 2025, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date.
- [F10]The option vests in three equal installments, subject to the Issuer's satisfaction of certain performance criteria on each of May 6, 2028, May 6, 2029 and May 6, 2030, and subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date.
- [F11]25% of the shares underlying this option vest on June 6, 2025, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date.
- [F2]Pursuant to a reclassification exempt under Rule 16b-7 and Rule 16b-3, each share of Class A Common Stock was reclassified into one share of voting Common Stock.
- [F3]25% of the shares underlying this option vested on January 4, 2023 and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date.
- [F4]25% of the shares underlying this option vested on September 15, 2022, and in equal monthly installments thereafter over the following 36 months, subject to acceleration and subject to the Reporting Person's continuous service to the Issuer on each such vesting date. This option was originally granted in the amount of 3,000,000 shares and was subsequently partially exercised for 1,219,513 shares on October 22, 2021.
- [F5]25% of the shares underlying this option vested on January 27, 2023, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and subject to the Reporting Person's continuous service to the Issuer on each such vesting date.
- [F6]33% of the shares underlying this option vested on January 27, 2024, and the remaining shares vest in equal monthly installments thereafter over the following 48 months, subject to acceleration and subject to the Reporting Person's continuous service to the Issuer on each such vesting date.
- [F7]25% of the shares underlying this option vested on May 22, 2024, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and subject to the Reporting Person's continuous service to the Issuer on each such vesting date.
- [F8]25% of the shares underlying this option vest on October 9, 2024, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and subject to the Reporting Person's continuous service to the Issuer on each such vesting date.
- [F9]25% of the shares underlying this option vest on March 29, 2025, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and subject to the Reporting Person's continuous service to the Issuer on each such vesting date.
Documents
Issuer
ALUMIS INC.
CIK 0001847367
Entity typeother
Related Parties
1- filerCIK 0002022896
Filing Metadata
- Form type
- 4
- Filed
- Jun 30, 8:00 PM ET
- Accepted
- Jul 1, 4:40 PM ET
- Size
- 47.8 KB