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4//SEC Filing

Hardiman Roy C. 4

Accession 0001415889-24-018597

CIK 0001847367other
View on SEC.govCompany Profile

Filed

Jun 30, 8:00 PM ET

Accepted

Jul 1, 4:38 PM ET

Size

37.6 KB

Accession

0001415889-24-018597

Insider Transaction Report

Form 4
Period: 2024-07-01
ALUMIS INC.ALMS
Hardiman Roy C.
Chief Business & Strategy Ofcr
Transactions
  • Award

    Common Stock

    2024-07-01+175,401→ 175,401 total
  • Disposition to Issuer

    Class A Common Stock

    2024-07-01−6,417→ 0 total(indirect: By Daughter)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2024-07-01−42,780→ 0 total
    Exercise: $8.84Exp: 2032-01-26→ Class A Common Stock (42,780 underlying)
  • Disposition to Issuer

    Class A Common Stock

    2024-07-01−175,401→ 0 total
  • Award

    Common Stock

    2024-07-01+6,417→ 6,417 total(indirect: By Daughter)
  • Award

    Stock Option (Right to Buy)

    2024-07-01+42,780→ 42,780 total
    Exercise: $8.84Exp: 2032-01-26→ Common Stock (42,780 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2024-07-01−30,642→ 0 total
    Exercise: $8.84Exp: 2033-10-08→ Class A Common Stock (30,642 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2024-07-01−14,973→ 0 total
    Exercise: $8.84Exp: 2033-06-22→ Class A Common Stock (14,973 underlying)
  • Award

    Stock Option (Right to Buy)

    2024-07-01+151,871→ 151,871 total
    Exercise: $8.84Exp: 2032-01-26→ Common Stock (151,871 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2024-07-01−151,871→ 0 total
    Exercise: $8.84Exp: 2032-01-26→ Class A Common Stock (151,871 underlying)
  • Award

    Stock Option (Right to Buy)

    2024-07-01+14,973→ 14,973 total
    Exercise: $8.84Exp: 2033-06-22→ Common Stock (14,973 underlying)
  • Award

    Stock Option (Right to Buy)

    2024-07-01+53,475→ 53,475 total
    Exercise: $13.33Exp: 2034-06-05→ Common Stock (53,475 underlying)
  • Award

    Stock Option (Right to Buy)

    2024-07-01+30,642→ 30,642 total
    Exercise: $8.84Exp: 2033-10-08→ Common Stock (30,642 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2024-07-01−206,074→ 0 total
    Exercise: $10.20Exp: 2034-05-05→ Class A Common Stock (206,074 underlying)
  • Award

    Stock Option (Right to Buy)

    2024-07-01+206,074→ 206,074 total
    Exercise: $10.20Exp: 2034-05-05→ Common Stock (206,074 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2024-07-01−53,475→ 0 total
    Exercise: $13.33Exp: 2034-06-05→ Class A Common Stock (53,475 underlying)
Footnotes (8)
  • [F1]Pursuant to a reclassification exempt under Rule 16b-7 and Rule 16b-3, each share of Class A Common Stock was reclassified into one share of voting Common Stock.
  • [F2]Shares are held directly by the daughter of Reporting Person residing in his primary residence.
  • [F3]25% of the shares underlying this option vested on January 27, 2023, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and subject to the Reporting Person's continuous service to the Issuer on each such vesting date.
  • [F4]33% of the shares underlying this option vested on January 27, 2024, and the remaining shares vest in equal monthly installments thereafter over the following 48 months, subject to acceleration and subject to the Reporting Person's continuous service to the Issuer on each such vesting date.
  • [F5]25% of the shares underlying this option vested on May 22, 2024, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and subject to the Reporting Person's continuous service to the Issuer on each such vesting date.
  • [F6]25% of the shares underlying this option vest on October 9, 2024, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and subject to the Reporting Person's continuous service to the Issuer on each such vesting date.
  • [F7]The option vests in three equal installments, subject to the Issuer's satisfaction of certain performance criteria on each of May 6, 2028, May 6, 2029 and May 6, 2030, and subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date.
  • [F8]25% of the shares underlying this option vest on June 6, 2025, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date.

Documents

1 file

Issuer

ALUMIS INC.

CIK 0001847367

→
Entity typeother

Related Parties

1
  • filerCIK 0001506218

Filing Metadata

Form type
4
Filed
Jun 30, 8:00 PM ET
Accepted
Jul 1, 4:38 PM ET
Size
37.6 KB
View on SEC.gov