Goldstein David M 4

Accession 0001415889-24-018595

CIK 0001847367other

View on SEC.gov Company Profile

Filed

Jun 30, 8:00 PM ET

Accepted

Jul 1, 4:38 PM ET

Size

38.0 KB

Accession

0001415889-24-018595

Insider Transaction Report

Form 4

Period: 2024-07-01

ALUMIS INC.ALMS

Goldstein David M

Chief Scientific Officer

Transactions

Award
Stock Option (Right to Buy)
2024-07-01+42,780→ 42,780 total
Exercise: $8.84Exp: 2032-01-26→ Common Stock (42,780 underlying)
Award
Stock Option (Right to Buy)
2024-07-01+11,978→ 11,978 total
Exercise: $8.84Exp: 2033-06-22→ Common Stock (11,978 underlying)
Disposition to Issuer
Class A Common Stock
2024-07-01−213,903→ 0 total(indirect: By Trust)
Disposition to Issuer
Stock Option (Right to Buy)
2024-07-01−42,780→ 0 total
Exercise: $8.84Exp: 2032-01-26→ Class A Common Stock (42,780 underlying)
Award
Stock Option (Right to Buy)
2024-07-01+171,122→ 171,122 total
Exercise: $8.84Exp: 2032-01-26→ Common Stock (171,122 underlying)
Disposition to Issuer
Stock Option (Right to Buy)
2024-07-01−30,642→ 0 total
Exercise: $8.84Exp: 2033-10-08→ Class A Common Stock (30,642 underlying)
Award
Common Stock
2024-07-01+213,903→ 213,903 total(indirect: By Trust)
Disposition to Issuer
Class A Common Stock
2024-07-01−2,994→ 0 total(indirect: By Family Members)
Award
Common Stock
2024-07-01+2,994→ 2,994 total(indirect: By Family Members)
Disposition to Issuer
Stock Option (Right to Buy)
2024-07-01−171,122→ 0 total
Exercise: $8.84Exp: 2032-01-26→ Class A Common Stock (171,122 underlying)
Disposition to Issuer
Stock Option (Right to Buy)
2024-07-01−11,978→ 0 total
Exercise: $8.84Exp: 2033-06-22→ Class A Common Stock (11,978 underlying)
Award
Stock Option (Right to Buy)
2024-07-01+30,642→ 30,642 total
Exercise: $8.84Exp: 2033-10-08→ Common Stock (30,642 underlying)
Disposition to Issuer
Stock Option (Right to Buy)
2024-07-01−206,074→ 0 total
Exercise: $10.20Exp: 2034-05-05→ Class A Common Stock (206,074 underlying)
Award
Stock Option (Right to Buy)
2024-07-01+206,074→ 206,074 total
Exercise: $10.20Exp: 2034-05-05→ Common Stock (206,074 underlying)
Disposition to Issuer
Stock Option (Right to Buy)
2024-07-01−53,475→ 0 total
Exercise: $13.33Exp: 2034-06-05→ Class A Common Stock (53,475 underlying)
Award
Stock Option (Right to Buy)
2024-07-01+53,475→ 53,475 total
Exercise: $13.33Exp: 2034-06-05→ Common Stock (53,475 underlying)

Footnotes (9)

[F1]Pursuant to a reclassification exempt under Rule 16b-7 and Rule 16b-3, each share of Class A Common Stock was reclassified into one share of voting Common Stock.
[F2]Shares are held directly by the Baily Goldstein Living Trust dated March 4, 2014, for which the Reporting Person serves as a trustee.
[F3]Shares are held directly by family members of Reporting Person residing in his primary residence.
[F4]25% of the shares underlying this option vested on January 27, 2023, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and subject to the Reporting Person's continuous service to the Issuer on each such vesting date.
[F5]33% of the shares underlying this option vested on January 27, 2024, and the remaining shares vest in equal monthly installments thereafter over the following 48 months, subject to acceleration and subject to the Reporting Person's continuous service to the Issuer on each such vesting date.
[F6]25% of the shares underlying this option vested on May 22, 2024, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and subject to the Reporting Person's continuous service to the Issuer on each such vesting date.
[F7]25% of the shares underlying this option vest on October 9, 2024, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and subject to the Reporting Person's continuous service to the Issuer on each such vesting date.
[F8]The option vests in three equal installments, subject to the Issuer's satisfaction of certain performance criteria on each of May 6, 2028, May 6, 2029 and May 6, 2030, and subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date.
[F9]25% of the shares underlying this option vest on June 6, 2025, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date.

Documents

1 file

4
form4-07012024_080757.xmlPrimary

Issuer

ALUMIS INC.

CIK 0001847367

→

Entity typeother

Related Parties

filerCIK 0001751719

Filing Metadata

Form type: 4
Filed: Jun 30, 8:00 PM ET
Accepted: Jul 1, 4:38 PM ET
Size: 38.0 KB

View on SEC.gov