4//SEC Filing
Rosen Howard B 4
Accession 0001415889-24-016574
CIK 0001479419other
Filed
Jun 11, 8:00 PM ET
Accepted
Jun 12, 8:00 PM ET
Size
8.5 KB
Accession
0001415889-24-016574
Insider Transaction Report
Form 4
KALA BIO, Inc.KALA
Rosen Howard B
Director
Transactions
- Award
Common Stock
2024-06-11+1,400→ 13,887 total - Award
Stock Option (right to buy)
2024-06-11+3,150→ 3,150 totalExercise: $6.18Exp: 2034-06-10→ Common Stock (3,150 underlying)
Holdings
- 165(indirect: See Footnote)
Common Stock
Footnotes (4)
- [F1]Grant of restricted stock units ("RSUs") under the Issuer's Amended and Restated 2017 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of the Issuer's common stock. Subject to the reporting person's continued service, the RSUs will vest as to 100% of the shares underlying the grant on the earlier of (i) June 11, 2025 or (ii) the date of the first annual meeting following June 11, 2024.
- [F2]Includes 11,040 unvested RSUs.
- [F3]These shares are owned directly by the Rosen/Doherty Revocable Trust Dated 6/11/01 (the "Trust"), and indirectly by Mr. Rosen as co-trustee of the Trust.
- [F4]This option was granted on June 11, 2024 and vests as to 100% of the shares underlying the grant on the earlier of (i) June 11, 2025 or (ii) the date of the first annual meeting following June 11, 2024.
Documents
Issuer
KALA BIO, Inc.
CIK 0001479419
Entity typeother
Related Parties
1- filerCIK 0001307068
Filing Metadata
- Form type
- 4
- Filed
- Jun 11, 8:00 PM ET
- Accepted
- Jun 12, 8:00 PM ET
- Size
- 8.5 KB