4//SEC Filing
MCLAUGHLIN MARK D 4
Accession 0001415889-24-011894
CIK 0001943896other
Filed
Apr 30, 8:00 PM ET
Accepted
May 1, 6:03 PM ET
Size
9.7 KB
Accession
0001415889-24-011894
Insider Transaction Report
Form 4
Rubrik, Inc.RBRK
MCLAUGHLIN MARK D
Director
Transactions
- Conversion
Class B Common Stock
2024-04-29+21,228→ 21,228 total(indirect: By Trust)→ Class A Common Stock (21,228 underlying) - Conversion
Series E Preferred Stock
2024-04-29−21,228→ 0 total(indirect: By Trust)→ Class B Common Stock (21,228 underlying)
Holdings
- 16,666
Class B Common Stock
→ Class A Common Stock (16,666 underlying)
Footnotes (3)
- [F1]The Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date.
- [F2]The shares are held of of record by McLaughlin Revocable Living Trust, for which the Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse.
- [F3]Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.
Documents
Issuer
Rubrik, Inc.
CIK 0001943896
Entity typeother
Related Parties
1- filerCIK 0001309507
Filing Metadata
- Form type
- 4
- Filed
- Apr 30, 8:00 PM ET
- Accepted
- May 1, 6:03 PM ET
- Size
- 9.7 KB