4//SEC Filing
Yednock Ted 4
Accession 0001415889-24-004625
CIK 0001528115other
Filed
Feb 20, 7:00 PM ET
Accepted
Feb 21, 4:31 PM ET
Size
10.3 KB
Accession
0001415889-24-004625
Insider Transaction Report
Form 4
Annexon, Inc.ANNX
Yednock Ted
EVP & CHIEF INNOVATION OFFICER
Transactions
- Award
Stock Option (Right to Buy)
2024-02-16+160,000→ 160,000 totalExercise: $5.13Exp: 2034-02-16→ Common Stock (160,000 underlying) - Award
Common Stock
2024-02-16+39,000→ 75,075 total - Sale
Common Stock
2024-02-20$5.51/sh−2,604$14,348→ 72,471 total
Holdings
- 21,000(indirect: By Spouse)
Common Stock
Footnotes (4)
- [F1]Constitute restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of Common Stock for each RSU upon vesting. 1/3rd of the RSUs vest annually on February 16 of each year, with the first 1/3rd vesting on February 16, 2025.
- [F2]The shares were sold to cover tax withholding obligations in connection with the vesting of RSUs.
- [F3]This transaction was executed in multiple trades in prices ranging from $5.34 to $5.58, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- [F4]1/48th of the shares subject to the option vest on each monthly anniversary measured from February 16, 2024 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date.
Documents
Issuer
Annexon, Inc.
CIK 0001528115
Entity typeother
Related Parties
1- filerCIK 0001818525
Filing Metadata
- Form type
- 4
- Filed
- Feb 20, 7:00 PM ET
- Accepted
- Feb 21, 4:31 PM ET
- Size
- 10.3 KB