4/A//SEC Filing
Gengos Andrew 4/A
Accession 0001415889-24-004149
CIK 0001620463other
Filed
Feb 15, 7:00 PM ET
Accepted
Feb 16, 4:34 PM ET
Size
8.6 KB
Accession
0001415889-24-004149
Insider Transaction Report
Form 4/AAmended
Gengos Andrew
See Below
Transactions
- Sale
Common Stock
2024-01-05$2.91/sh−1,208$3,515→ 83,804 total - Award
Common Stock
2024-01-04+5,000→ 85,012 total
Footnotes (6)
- [F1]On May 18, 2023, the reporting person was granted restricted stock units ("RSUs") representing 10,000 shares of Common Stock of the Issuer. The RSUs were scheduled to vest according to the following amended schedule: (1) fifty percent (50%) of the shares subject to the RSU award vest as of the date the the Compensation Committee (the "Committee" determines that enrollment of the Company's LIFT-AD Phase 2/3 clinical trial has been completed, and (2) the remaining fifty percent (50%) of the shares subject to the RSUs shall vest at the completion of the public readout of topline results of the Company's LIFT-AD Phase 2/3 clinical trial, in each case subject to continued service with the Issuer through the applicable vesting date.
- [F2]The original Form 4 incorrectly reported the transaction date as 01/04/2023.
- [F3]On January 4, 2024, the Committee determined that enrollment of the Company's LIFT-AD Phase 2/3 clinical trial had been completed and 5,000 RSUs vested and settled on such date. The original Form 4 incorrectly reported the determination date as January 4, 2023.
- [F4]The original Form 4 incorrectly reported the transaction date as 01/05/2023.
- [F5]The reported shares were sold to cover the Issuer's tax withholding obligations in connection with the vesting of RSUs. Such sale was made pursuant to an Issuer-mandated policy and was not subject to discretion.
- [F6]The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $2.84 to $3.01, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
Documents
Issuer
Athira Pharma, Inc.
CIK 0001620463
Entity typeother
Related Parties
1- filerCIK 0001563623
Filing Metadata
- Form type
- 4/A
- Filed
- Feb 15, 7:00 PM ET
- Accepted
- Feb 16, 4:34 PM ET
- Size
- 8.6 KB