4//SEC Filing
MAITLAND TRACY V 4
Accession 0001415889-23-011242
CIK 0001219120other
Filed
Jul 17, 8:00 PM ET
Accepted
Jul 18, 4:50 PM ET
Size
12.0 KB
Accession
0001415889-23-011242
Insider Transaction Report
Form 4
MAITLAND TRACY V
DirectorChairman, President & CEOOther
Transactions
- Sale
Common Stock
2023-07-14$11.68/sh−30,000$350,310→ 70,298 total(indirect: By LLC) - Sale
Common Stock
2023-07-17$11.68/sh−10,000$116,780→ 60,298 total(indirect: By LLC) - Sale
Common Stock
2023-07-18$11.72/sh−19,048$223,191→ 41,250 total
Footnotes (2)
- [F1]Common Shares disposed of Advent Capital Management, LLC ("Advent"), the Fund's investment manager. Mr. Maitland may be deemed to indirectly beneficially own Common Shares owned by Advent, by virtue of his control of Advent.
- [F2]Totals include 41,250 shares which are directly held by Mr. Maitland.
Documents
Issuer
ADVENT CONVERTIBLE & INCOME FUND
CIK 0001219120
Entity typeother
Related Parties
1- filerCIK 0001251345
Filing Metadata
- Form type
- 4
- Filed
- Jul 17, 8:00 PM ET
- Accepted
- Jul 18, 4:50 PM ET
- Size
- 12.0 KB