4//SEC Filing
Les Jason 4
Accession 0001415889-23-011059
CIK 0001167419other
Filed
Jul 11, 8:00 PM ET
Accepted
Jul 12, 6:35 PM ET
Size
6.9 KB
Accession
0001415889-23-011059
Insider Transaction Report
Form 4
Les Jason
DirectorCEO
Transactions
- Tax Payment
Common Stock
2023-07-10$16.86/sh−8,622$145,367→ 1,838,929 total
Holdings
- 1,070,200(indirect: See Footnote)
Common Stock
Footnotes (3)
- [F1]Shares surrendered to the Issuer, in accordance with Rule 16b-3 under the Exchange Act, to cover tax liabilities incident to the vesting of 16,666 performance-based restricted shares of the Issuer's Common Stock, previously issued to the Reporting Person as restricted stock awards, which are eligible to vest, if at all, based on the Issuer's achievement of performance objectives established under the performance plan, as previously reported on Form 4 by the Reporting Person. Pursuant to the equity award agreements between the Issuer and the Reporting Person covering such awards, vested shares may be surrendered to the Issuer by the Reporting Person to cover applicable taxes incurred in connection with the vesting of such shares, as authorized and approved by the Issuer's Compensation and Human Resources Committee, which administers the Plan.
- [F2]Excludes 718,406 shares previously owned directly which were contributed to the Issuers trust, the Jason M. Les, Trust, dated March 8, 2021, on July 12, 2023.
- [F3]Shares held of record in trust by Jason M. Les, Trustee of The Jason M. Les Trust, dated March 8, 2021.
Documents
Issuer
Riot Platforms, Inc.
CIK 0001167419
Entity typeother
Related Parties
1- filerCIK 0001721702
Filing Metadata
- Form type
- 4
- Filed
- Jul 11, 8:00 PM ET
- Accepted
- Jul 12, 6:35 PM ET
- Size
- 6.9 KB