Home/Filings/4/0001415889-23-007106
4//SEC Filing

Place Nicholas L. 4

Accession 0001415889-23-007106

CIK 0001341317other

Filed

May 1, 8:00 PM ET

Accepted

May 2, 5:07 PM ET

Size

12.3 KB

Accession

0001415889-23-007106

Insider Transaction Report

Form 4
Period: 2023-05-01
Place Nicholas L.
CHIEF BANKING OFFICER
Transactions
  • Exercise/Conversion

    Common Stock

    2023-05-01$3.58/sh+10,000$35,800103,553 total
  • Exercise of In-Money

    option to buy

    2023-05-0110,00010,000 total
    Exercise: $3.58Exp: 2024-12-31Common Stock (10,000 underlying)
Holdings
  • Common Stock

    (indirect: By Spouse)
    7,500
  • option to buy

    Exercise: $12.92Exp: 2029-12-06Common Stock (21,000 underlying)
    21,000
  • option to buy

    Exercise: $7.47Exp: 2027-09-30Common Stock (150,000 underlying)
    150,000
  • option to buy

    Exercise: $17.50Exp: 2032-02-01Common Stock (50,000 underlying)
    50,000
Footnotes (6)
  • [F1]Options to buy granted under the 2012 Combined Incentive and Non-Statutory Stock Option Plan.
  • [F2]Options exercisable in 20% increments on the first five anniversaries of the date of the grant which was 1/1/2015.
  • [F3]Options to buy granted under the 2017 Combined Incentive and Non-Statutory Stock Option Plan.
  • [F4]Options exercisable in 20% increments on the first five anniversaries of the date of the grant which was 10/1/2017.
  • [F5]Options exercisable in 25% increments on the first four anniversaries of the date of the grant which was 12/6/2019.
  • [F6]Options exercisable in 25% increments on the first four anniversaries of the date of the grant which was 2/1/2022.

Issuer

Bridgewater Bancshares Inc

CIK 0001341317

Entity typeother

Related Parties

1
  • filerCIK 0001732712

Filing Metadata

Form type
4
Filed
May 1, 8:00 PM ET
Accepted
May 2, 5:07 PM ET
Size
12.3 KB