Home/Filings/4/0001415889-23-002649
4//SEC Filing

COLLIER EARL M JR 4

Accession 0001415889-23-002649

CIK 0001133869other

Filed

Feb 14, 7:00 PM ET

Accepted

Feb 15, 8:00 PM ET

Size

7.4 KB

Accession

0001415889-23-002649

Insider Transaction Report

Form 4
Period: 2023-02-14
Transactions
  • Exercise/Conversion

    Common Stock

    2023-02-14$1.39/sh+1,401$1,94716,856 total
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2023-02-141,4010 total
    Exercise: $1.39Exp: 2023-02-22Common Stock (1,401 underlying)
Footnotes (2)
  • [F1]This option was granted on February 22, 2013 and was previously reported as covering 14,015 shares at an exercise price of $0.37 per share, but was adjusted to reflect a 1-for-10 reverse stock split that occurred on June 4, 2019 and a share reprice to $1.39 per share that occurred on February 12, 2020.
  • [F2]25% of the shares vested immediately, with the remainder vesting monthly over 25 months commencing May 1, 2013.

Issuer

CAPRICOR THERAPEUTICS, INC.

CIK 0001133869

Entity typeother

Related Parties

1
  • filerCIK 0001201254

Filing Metadata

Form type
4
Filed
Feb 14, 7:00 PM ET
Accepted
Feb 15, 8:00 PM ET
Size
7.4 KB