4//SEC Filing
Yu Hong 4
Accession 0001415889-22-012348
CIK 0001563665other
Filed
Dec 8, 7:00 PM ET
Accepted
Dec 9, 5:21 PM ET
Size
9.4 KB
Accession
0001415889-22-012348
Insider Transaction Report
Form 4
Biostage, Inc.BSTG
Yu Hong
President
Transactions
- Exercise of In-Money
Warrants (right to buy)
2022-12-07−300,000→ 0 total(indirect: By Spouse)Exercise: $2.00From: 2017-12-27Exp: 2022-12-27→ Common Stock (300,000 underlying) - Exercise of In-Money
Common Stock
2022-12-07$2.00/sh+300,000$600,000→ 306,135 total(indirect: By Spouse) - Sale
Common Stock
2022-12-07$7.17/sh−83,676$599,957→ 222,459 total(indirect: By Spouse)
Holdings
- 44,520
Common Stock
Footnotes (1)
- [F1]On December 7, 2022, the Spouse of the Reporting Person exercised a warrant to purchase 300,000 shares of common stock for $2 per share. The Spouse of the Reporting Person paid the exercise price on a cashless basis, resulting in Biostage's withholding of 83,676 shares to pay the exercise price based on the daily VWAP of $7.1706, and issuing the remaining 216,324 shares of common stock.
Documents
Issuer
Biostage, Inc.
CIK 0001563665
Entity typeother
Related Parties
1- filerCIK 0001743047
Filing Metadata
- Form type
- 4
- Filed
- Dec 8, 7:00 PM ET
- Accepted
- Dec 9, 5:21 PM ET
- Size
- 9.4 KB